Understanding research philosophy

Research philosophy is an important part of research methodology. Research philosophy is classified as ontology, epistemology and axiology. These philosophical approaches enable to decide which approach should be adopted by the researcher and why, which is derived from research questions (Saunders, Lewis, & Thornhill, 2009). The important assumptions are present in research philosophy which explains about the researcher’s’ view regarding the world. These assumptions will determine research strategy and the methods of that strategy.

Research philosophy deals with the source, nature and development of knowledge. In simple terms, a research philosophy is belief about the ways in which data about a phenomenon should be collected, analysed and used.

Although the idea of knowledge creation may appear to be profound, you are engaged in knowledge creation as part of completing your dissertation. You will collect secondary and primary data and engage in data analysis to answer the research question and this answer marks the creation of new knowledge.

In essence, addressing research philosophy in your dissertation involves being aware and formulating your beliefs and assumptions.  As it is illustrated in figure below, the identification of the research philosophy is positioned at the outer layer of the ‘research onion, accordingly it is the first  topic to be clarified in research methodology chapter of your dissertation.

Research philosophy in the ‘research onion’

There are different types of research philosophy, which are described below:

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Reference

Four elements as foundation of the research process

As a starting point, it can be suggested that, in developing a research proposal, we need to put considerable effort into answering two questions in particular. First, what methodologies and methods will we be employing in the research we propose to do? Second, how do we justify this choice and use of methodologies and methods?

The answer to the second question lies with the purposes of our research—in other words, with the research question that our piece of inquiry is seeking to answer. It is obvious enough that we need a process capable of fulfilling those purposes and answering that question.

There is more to it than that, however. Justification of our choice and particular use of methodology and methods is something that reaches into the assumptions about reality that we bring to our work. To ask about these assumptions is to ask about our theoretical perspective.

It also reaches into the understanding you and I have of what human knowledge is, what it entails, and what status can be ascribed to it. What kind of knowledge do we believe will be attained by our research? What characteristics do we believe that knowledge to have? Here we are touching upon a pivotal issue. How should observers of our research— for example, readers of our thesis or research report—regard the outcomes we lay out before them? And why should our readers take these outcomes seriously? These are epistemological questions.

Already our two initial questions have expanded. We find ourselves with four questions now:

  • What methods do we propose to use?
  • What methodology governs our choice and use of methods?
  • What theoretical perspective lies behind the methodology in question?
  • What epistemology informs this theoretical perspective?

At issue in these four questions are basic elements of any research process, and we need to spell out carefully what we mean by each of them.

  • Methods: the techniques or procedures used to gather and analyse data related to some research question or hypothesis.
  • Methodology: the strategy, plan of action, process or design lying behind the choice and use of particular methods and linking the choice and use of methods to the desired outcomes.
  • Theoretical perspective: the philosophical stance informing the methodology and thus providing a context for the process and grounding its logic and criteria.
  • Epistemology: the theory of knowledge embedded in the theoretical perspective and thereby in the methodology.

In social research texts, the bulk of discussion and much of the terminology relate in one way or another to these four elements. What one often finds, however, is that forms of these different process elements are thrown together in grab-bag style as if they were all comparable terms. It is not uncommon to find, say, symbolic interactionism, ethnography and constructionism simply set side by side as ‘methodologies’, ‘approaches’, ‘perspectives’, or something similar. Yet they are not truly comparable. Lumping them together without distinction is a bit like talking about putting tomato sauce, condiments and groceries in one basket. One feels compelled to say, ‘Hang on a moment! Tomato sauce is one of many forms of condiment. And all condiments are groceries. Let’s do some sorting out here’. Similarly, one may feel urged to do some sorting out when confronted by items like symbolic interactionism, ethnography and constructionism all slung together.

Ethnography, after all, is a methodology. It is one of many particular research designs that guide a researcher in choosing methods and shape the use of the methods chosen. Symbolic interactionism, for its part, is a theoretical perspective that informs a range of methodologies, including some forms of ethnography. As a theoretical perspective, it is an approach to understanding and explaining society and the human world, and grounds a set of assumptions that symbolic interactionist researchers typically bring to their methodology of choice. Constructionism1 is an epistemology embodied in many theoretical perspectives, including symbolic interactionism as this is generally understood. An epistemology, we have already seen, is a way of understanding and explaining how we know what we know. What all this suggests is that symbolic interactionism, ethnography and constructionism need to be related to one another rather than merely set side by side as comparable, perhaps even competing, approaches or perspectives.

So there are epistemologies, theoretical perspectives and methodologies. If we add in methods, we have four elements that inform one another, as depicted in Figure 1.

One or other form of constructionism is the epistemology found, or at least claimed, in most perspectives other than those representing positivist and post-positivist paradigms. As we have just noted, the epistemology generally found embedded in symbolic interactionism is thoroughly constructionist in character. So, if we were to write down the four items we are talking about, we would be justified in drawing an arrow from constructionism to symbolic interactionism to indicate this relationship. Ethnography, a methodology that sprang in the first instance from anthropology and anthropological theory, has been adopted by
symbolic interactionism and adapted to its own purposes. For that reason, our next arrow may go from symbolic interactionism to ethnography. Ethnography, in turn, has its methods of preference. Participant observation has traditionally been accorded pride of place. So, out with the pen for yet another arrow. Here, then, we have a specific example of an epistemology, a theoretical perspective, a methodology and a method, each informing the next as suggested in Figure 2.

The textbooks describe several epistemological positions, quite a number of theoretical stances, many methodologies, and almost coundess methods. An attempt to list a representative sampling of each category might result in something like Table 1. (But note the several ‘etceteras’ occurring in this table. It is not an exhaustive listing.)

To denote another typical string, an arrow could start with ‘objectivism’. Objectivism is the epistemological view that things exist as meaningful entities independently of consciousness and experience, that they have truth and meaning residing in them as objects (‘objective’ truth and meaning, therefore), and that careful (scientific?) research can attain that objective truth and meaning. This is the epistemology underpinning the positivist stance. Research done in positivist spirit might select to engage in survey research and employ the quantitative method of statistical analysis (see Figure 3). Once again the arrows go across the columns from first to last.

Table 1

What purpose can these four elements serve?

For one thing, they can help to ensure the soundness of our research and make its outcomes convincing. Earlier we recognised the need to justify the methodologies and methods employed in our research. Setting forth our research process in terms of these four elements enables us to do this, for it constitutes a penetrating analysis of the process and points up the theoretical assumptions that underpin it and determine the status of its findings.

How might we oudine our research proposal in these terms?

1. Research methods

First, we describe the concrete techniques or procedures we plan to use. There will be certain activities we engage in so as to gather and analyse our data. These activities are our research methods.

Given our goal of identifying and justifying the research process, it is important that we describe these methods as specifically as possible. To this end, we will not just talk about ‘carrying out interviews’ but will indicate in very detailed fashion what kind of interviews they are, what interviewing techniques are employed, and in what sort of setting the interviews are conducted. We will not just talk about ‘participant observation’ but will describe what kind of observation takes place and what degree of participation is involved. We will not just talk about ‘identifying themes in the data’ but will show what we mean by themes, how the themes emerge, how they are identified, and what is done with them when they do.

2. Research methodology

We now describe our strategy or plan of action. This is the research design that shapes our choice and use of particular methods and links them to the desired outcomes.

What is called for here is not only a description of the methodology but also an account of the rationale it provides for the choice of methods and the particular forms in which the methods are employed. Take ethnographic inquiry, for instance. Ethnographic inquiry in the spirit of symbolic interactionism seeks to uncover meanings and perceptions on the part of the people participating in the research, viewing these understandings against the backdrop of the people’s overall worldview or ‘culture’. In line with this approach, the researcher strives to see things from the perspective of the participants. It is this that makes sense of the researcher’s stated intention to carry out unstructured interviews and to use a non-directive form of questioning within them.

Next we describe the philosophical stance that lies behind our chosen methodology. We attempt to explain how it provides a context for the process and grounds its logic and criteria.

Inevitably, we bring a number of assumptions to our chosen methodology. We need, as best we can, to state what these assumptions are. This is precisely what we do when we elaborate our theoretical perspective. Such an elaboration is a statement of the assumptions brought to the research task and reflected in the methodology as we understand and employ it. If, for example, we engage in an ethnographic form of inquiry and gather data via participant observation, what assumptions are embedded in this way of proceeding? By the very nature of participant observation, some of the assumptions relate to matters of language and issues of intersubjectivity and communication. How, then, do we take account of these assumptions and justify them? By expounding our theoretical perspective, that is, our view of the human world and social life within that world, wherein such assumptions are grounded.

Symbolic interactionism is a theoretical perspective that grounds these assumptions in most explicit fashion. It deals direcdy with issues such as language, communication, interrelationships and community. As we shall see in more detail in Chapter 4, symbolic interactionism is all about those basic social interactions whereby we enter into the perceptions, attitudes and values of a community, becoming persons in the process. At its heart is the notion of being able to put ourselves in the place of others—the very notion we have already expressed in detailing our methodology and have catered for in the choice and shaping of our methods.

3. Epistemology

Finally, we need to describe the epistemology inherent in the theoretical perspective and therefore in the methodology we have chosen.

The theoretical perspective we have described is a way of looking at the world and making sense of it. It involves knowledge, therefore, and embodies a certain understanding of what is entailed in knowing, that is, how we know what we know. Epistemology deals with ‘the nature of knowledge, its possibility, scope and general basis’ (Hamlyn 1995, p. 242). Maynard (1994, p. 10) explains the relevance of epistemology to what we are about here: ‘Epistemology is concerned with providing a philosophical grounding for deciding what kinds of knowledge are possible and how we can ensure that they are both adequate and legitimate’. Hence our need to identify, explain and justify the epistemological stance we have adopted.

There are, of course, quite a range of epistemologies. For a start, there is objectivism. Objectivist epistemology holds that meaning, and therefore meaningful reality, exists as such apart from the operation of any consciousness. That tree in the forest is a tree, regardless of whether anyone is aware of its existence or not. As an object of that kind (‘objectively’, therefore), it carries the intrinsic meaning of ‘tree-ness’. When human beings recognise it as a tree, they are simply discovering a meaning that has been lying there in wait for them all along. We might approach our piece of ethnographic research in that spirit. Much of the early ethnography was certainly carried out in that spirit. In this objectivist view of ‘what it means to know’, understandings and values are considered to be objectified in the people we are studying and, if we go about it in the right way, we can discover the objective truth.

Another epistemology—constructionism—rejects this view of human knowledge. There is no objective truth waiting for us to discover it. Truth, or meaning, comes into existence in and out of our engagement with the realities in our world. There is no meaning without a mind. Meaning is not discovered, but constructed. In this understanding of knowledge, it is clear that different people may construct meaning in different ways, even in relation to the same phenomenon. Isn’t this precisely what we find when we move from one era to another or from one culture to another? In this view of things, subject and object2 emerge as partners in the generation of meaning.

We will be discussing objectivism in the context of positivism and post-positivism. We will deal with constructionism at some length (Chapter 3) since it is the epistemology that qualitative researchers tend to invoke. A third epistemological stance, subjectivism, comes to the fore in structuralist, post-structuralist and postmodernist forms of thought (and, in addition, often appears to be what people are actually describing when they claim to be talking about constructionism). In subjectivism, meaning does not come out of an interplay between subject and object but is imposed on the object by the subject. Here the object as such makes no contribution to the generation of meaning. It is tempting to say that in constructionism meaning is constructed out of something (the object), whereas in subjectivism meaning is created out of nothing. We humans are not that creative, however. Even in subjectivism we make meaning out of something. We import meaning from somewhere else. The meaning we ascribe to the object may come from our dreams, or from primordial archetypes we locate within our collective unconscious, or from the conjunction and aspects of the planets, or from religious beliefs, or from . . . That is to say, meaning comes from anything but an interaction between the subject and the object to which it is ascribed.

Much more can be said about possible epistemological stances, and the three we have referred to are not to be seen as watertight compartments. Hopefully, enough has been said here for us to recognise that epistemology bears mightily on the way we go about our research. Is there objective truth that we need to identify, and can identify, with precision and certitude? Or are there just humanly fashioned ways of seeing things whose processes we need to explore and which we can only come to understand through a similar process of meaning making? And is this making of meaning a subjective act essentially independent of the object, or do both subject and object contribute to the construction of meaning? Embedded in these questions is a range of epistemological stances, each of which implies a profound difference in how we do our researching and how we present our research outcomes.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

What about ontology?

In the research literature there is frequent mention of ontology and you might be wondering why ontology does not figure in the schema developed to this point.

Ontology is the study of being. It is concerned with ‘what is’, with the nature of existence, with the structure of reality as such. Were we to introduce it into our framework, it would sit alongside epistemology informing the theoretical perspective, for each theoretical perspective embodies a certain way of understanding what is (ontology) as well as a certain way of understanding what it means to know (epistemology).

Ontological issues and epistemological issues tend to emerge together. As our terminology has already indicated, to talk of the construction of meaning is to talk of the construction of meaningful reality. Because of this confluence, writers in the research literature have trouble keeping ontology and epistemology apart conceptually. Realism (an ontological notion asserting that realities exist outside the mind) is often taken to imply objectivism (an epistemological notion asserting that meaning exists in objects independently of any consciousness). In some cases we even find realism identified with objectivism. Guba and Lincoln (1994, p. 108) certainly posit a necessary link between the two when they claim that ‘if, for example, a “real” reality is assumed, the posture of the knower must be one of objective detachment or value freedom in order to be able to discover “how things really are” and “how things really work’”. In the chapters that follow, you and I will be listening to a large number of scholars who disagree with this position. Heidegger and Merleau-Ponty, for instance, frequendy invoke a ‘world always already there’, but they are far from being objectivists.

True enough, the world is there regardless of whether human beings are conscious of it. As Macquarrie tells us (1973, p. 57): ‘If there were no human beings, there might still be galaxies, trees, rocks, and so on— and doubdess there were, in those long stretches of time before the evolution of Homo sapiens or any other human species that may have existed on earth’. But what kind of a world is there before conscious beings engage with it? Not an intelligible world, many would want to say. Not a world of meaning. It becomes a world of meaning only when meaning-making beings make sense of it.

From this point of view, accepting a world, and things in the world, existing independendy of our consciousness of them does not imply that meanings exist independently of consciousness, as Guba and Lincoln seem to be saying. The existence of a world without a mind is conceivable. Meaning without a mind is not. Realism in ontology and constructionism in epistemology turn out to be quite compatible. This is itself an example of how ontological issues and epistemological issues arise together. Given that state of affairs, it would seem that we can deal with the ontological issues as they emerge without expanding our schema to include ontology.

This is borne out when we look at literature that plays up the importance of the ontological dimension in research. In many instances the authors are not talking about ontology at all. Blaikie (1993, p. 6), for example, acknowledges that the ‘root definition of ontology is the “science or study of being’”. However, ‘for the purposes of the present discussion’, he takes ontology to mean ‘the claims or assumptions that a particular approach to social enquiry makes about the nature of social reality’ (p. 6). This, in itself, is unexceptionable. We need to recognise, however, that this is no longer ontology in its philosophical sense. Blaikie’s use of the term roughly corresponds to what you and I are calling ‘theoretical perspective’. It refers to how one views the world.
Blaikie tells us that positivism ‘entails an ontology of an ordered universe made up of atomistic, discrete and observable events’ (p. 94). He tells us that, in the ontology of critical rationalism (the approach launched by Karl Popper), nature and social life ‘are regarded as consisting of essential uniformities’ (p. 95). He tells us that interpretivism ‘entails an ontology in which social reality is regarded as the product of processes by which social actors together negotiate the meanings for actions and situations’ (p. 96). This is stretching the meaning of ontology well and truly beyond its boundaries.

It would seem preferable to retain the usage of ‘theoretical perspective’ and reserve the term ‘ontology’ for those occasions when we do need to talk about ‘being’. This is something you and I cannot avoid doing when we come to grapple with, say, the philosophy of Martin Heidegger, for that is a radical ontology and needs to be dealt with in stricdy ontological terms. Happy days ahead!

In the Middle Ages, the great ontological debate was between realists and nominalists and concerned the extramental reality, or irreality, of ‘universals’. Are there, for example, just individual human beings or does ‘humankind’ have real existence too? Does humankind as such denote a reality in the world or is it just something that exists only in the mind? In more recent centuries, the major ontological debate has been between realists and idealists and concerns the extramental reality, or irreality, of anything whatsoever. While neither debate is without relevance to an analysis of the research process, it still seems the case that ontological issues can be dealt with adequately without complicating our four-column schema further by expressly introducing ontology.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

In all directions of the research process

Back we go to our arrows. We have been drawing arrows from left to right—from one item in one column to another item in the next column to the right. We should feel very free to do this.

First of all, there are few restrictions on where these left-to-right arrows may go. Any limitations that exist would seem to relate to the first two columns. We need to rule out drawing an arrow from constructionism or subjectivism to positivism (or, therefore, post­positivism), since positivism is objectivist by definition. Without a thoroughly objectivist epistemology, positivism would not be positivism as we understand it today. Nor would we want to draw an arrow from objectivism or subjectivism to phenomenology. Constructionism and phenomenology are so intertwined that one could hardly be phenomenological while espousing either an objectivist or a subjectivist epistemology. And postmodernism well and truly jettisons any vestiges of an objectivist view of knowledge and meaning. Other than that, as we draw our arrows from column to column, it would seem that ‘the sky’s the limit’. Certainly, if it suits their purposes, any of the theoretical perspectives could make use of any of the methodologies, and any of the methodologies could make use of any of the methods. There are typical strings, to be sure, and we have noted two of them in Figure 2 and Figure 3, but ‘typical’ does not mean ‘mandatory’.

Secondly, we can draw arrows from a particular item to more than one item in the column to the right. Historically, objectivism, constructionism and subjectivism have each informed quite a number of different perspectives. Similarly, one theoretical perspective often comes to be embodied in a number of methodologies. Symbolic interactionism is a case in point. It has informed both ethnography and grounded theory and we might well draw arrows from that theoretical perspective to each of those methodologies. Again, while critical inquiry will certainly be linked to action research, we can also draw an arrow from critical inquiry to ethnography. Yes, the critical form of inquiry has come to be embodied in ethnography too, transforming it in the process. Now it is no longer a characteristically uncritical form of research that merely seeks to understand a culture. It is critical ethnography, a methodology that strives to unmask hegemony and address oppressive forces. In the same way, there can be a feminist ethnography or a postmodernist ethnography.

Still, we should not be so carried away with our sense of freedom in drawing arrows from left to right that we forget to draw arrows in other directions as well. Our arrows can fly from right to left too. In terms of what informs what, going from left to right would seem a logical progression. At the same time, in describing our piece of research, we found our starting point in methods and methodology. This suggests that, to mark the chronological succession of events in our research, the arrows may need to be drawn from right to left as well.

Certainly, they may. Not too many of us embark on a piece of social research with epistemology as our starting point. ‘I am a constructionist. Therefore, I will investigate . . .’ Hardly. We typically start with a real- life issue that needs to be addressed, a problem that needs to be solved, a question that needs to be answered. We plan our research in terms of that issue or problem or question. What, we go on to ask, are the further issues, problems or questions implicit in the one we start with? What, then, is the aim and what are the objectives of our research? What strategy seems likely to provide what we are looking for? What does that strategy direct us to do to achieve our aims and objectives? In this way our research question, incorporating the purposes of our research, leads us to methodology and methods.

We need, of course, to justify our chosen methodology and methods. In the end, we want outcomes that merit respect. We want the observers of our research to recognise it as sound research. Our conclusions need to stand up. On some understandings of research (and of truth), this will mean that we are after objective, valid and generalisable conclusions as the outcome of our research. On other understandings, this is never realisable. Human knowledge is not like that. At best, our outcomes will be suggestive rather than conclusive. They will be plausible, perhaps even convincing, ways of seeing things—and, to be sure, helpful ways of seeing things—but certainly not any ‘one true way’ of seeing things. We may be positivists or non-positivists, therefore. Either way, we need to be concerned about the process we have engaged in; we need to lay that process out for the scrutiny of the observer; we need to defend that process as a form of human inquiry that should be taken seriously. It is this that sends us to our theoretical perspective and epistemology and calls upon us to expound them incisively. From methods and methodology to theoretical perspective and epistemology, then. Now our arrows are travelling from right to left.

Speaking in this vein sounds as if we create a methodology for ourselves—as if the focus of our research leads us to devise our own ways of proceeding that allow us to achieve our purposes. That, as it happens, is precisely the case. In a very real sense, every piece of research is unique and calls for a unique methodology. We, as the researcher, have to develop it.

If that is the case, why are we bothering with the plethora of methodologies and methods set forth for us so profusely that they seem like William James’s ‘blooming, buzzing confusion’? Why don’t we just sit down and work out for ourselves how we are to go about it?

In the end, that is precisely what we have to do. Yet a study of how other people have gone about the task of human inquiry serves us well and is surely indispensable. Attending to recognised research designs and their various theoretical underpinnings exercises a formative influence upon us. It awakens us to ways of research we would never otherwise have conceived of. It makes us much more aware of what is possible in research. Even so, it is by no means a matter of plucking a methodology off the shelf. We acquaint ourselves with the various methodologies. We evaluate their presuppositions. We weigh their strengths and weaknesses. Having done all that and more besides, we still have to forge a methodology that will meet our particular purposes in this research. One of the established methodologies may suit the task that confronts us. Or perhaps none of them do and we find ourselves drawing on several methodologies, moulding them into a way of proceeding that achieves the outcomes we look to. Perhaps we need to be more inventive still and create a methodology that in many respects is quite new. Even if we tread this track of innovation and invention, our engagement with the various methodologies in use will have played a crucial educative role.

Arrows right to left as well as left to right. What about arrows up and down? Yes, that too. Renowned critical theorist Jurgen Habermas carried on a debate with hermeneuticist Hans-Georg Gadamer over many years and out of that interplay there developed for Habermas a ‘critical hermeneutics’. Here we have critical theory coming to inform hermeneutics. In our four-column model, the arrow would rise up the same column (‘theoretical perspective’) from critical inquiry to hermeneutics. Similarly, we can talk of critical feminism or feminist critical inquiry, of postmodernist feminism or postmodernist critical inquiry. There is plenty of scope for arrows up and down.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

The great divide between the qualitative research and quantitative research

In the model we are following here, you will notice that the distinction between qualitative research and quantitative research occurs at the level of methods. It does not occur at the level of epistemology or theoretical perspective. What does occur back there at those exalted levels is a distinction between objectivist/positivist research, on the one hand, and constructionist or subjectivist research, on the other. Yet, in most research textbooks, it is qualitative research and quantitative research that are set against each other as polar opposites. Just as the student of Latin is taught very early on via the opening lines of Caesar’s Gallic Wars that ‘All Gaul is divided into three parts’, so every beginning researcher learns at once that all research is divided into two parts—and these are ‘qualitative’ and ‘quantitative’, respectively.

Our model suggests that this divide—objectivist research associated with quantitative methods over against constructionist or subjectivist research associated with qualitative methods—is far from justified. Most methodologies known today as forms of ‘qualitative research’ have in the past been carried out in an utterly empiricist, positivist manner. This is true, as we have already noted, of the early history of ethnography. On the other hand, quantification is by no means ruled out within non­positivist research. We may consider ourselves utterly devoted to qualitative research methods. Yet, when we think about investigations carried out in the normal course of our daily lives, how often measuring and counting turn out to be essential to our purposes. The ability to measure and count is a precious human achievement and it behoves us not to be dismissive of it. We should accept that, whatever research we engage in, it is possible for either qualitative methods or quantitative methods, or both, to serve our purposes. Our research can be qualitative or quantitative, or both qualitative and quantitative, without this being in any way problematic.

What would seem to be problematic is any attempt to be at once objectivist and constructionist (or subjectivist). On the face of it, to say that there is objective meaning and, in the same breath, to say that there is no objective meaning certainly does appear contradictory. To be sure, the postmodernist world that has grown up around us calls all our cherished antinomies into question, and we are invited today to embrace ‘fuzzy logic’ rather than the logic we have known in the past with its principle of contradiction. Nevertheless, even at the threshold of the 21st century, not too many of us are comfortable with such ostensibly blatant contradiction in what we claim.

To avoid such discomfort, we will need to be consistendy objectivist or consistently constructionist (or subjectivist).

If we seek to be consistently objectivist, we will distinguish scientifically established objective meanings from subjective meanings that people hold in everyday fashion and that at best ‘reflect’ or ‘mirror’ or ‘approximate’ objective meanings. We will accept, of course, that these subjective meanings are important in people’s lives and we may adopt qualitative methods of ascertaining what those meanings are. This is epistemologically consistent. It has a downside, all the same. It makes people’s everyday understandings inferior, epistemologically, to more scientific understandings. In this way of viewing things, one cannot predicate of people’s everyday understandings the truth claims one makes for what is scientifically established.

If we seek to be consistendy constructionist, we will put all understandings, scientific and non-scientific alike, on the very same footing. They are all constructions. None is objective or absolute or truly generalisable. Scientific knowledge is just a particular form of constructed knowledge designed to serve particular purposes—and, yes, it serves them well. Constructionists may indeed make use of quantitative methods but their constructionism makes a difference. We need to ask ourselves, in fact, what a piece of quantitative research looks like when it is informed by a constructionist epistemology. What difference does that make to it? Well, for a start, it makes a big difference to the truth claims proffered on its behalf, all the more so as one moves towards subjectivism rather than constructionism. No longer is there talk of objectivity, or validity, or generalisability. For all that, there is ample recognition that, after its own fashion, quantitative research has valuable contributions to make, even to a study of the farthest reaches of human being.

Is this scaffolding proving helpful? If so, let us go on to examine the items in some of its columns. We will confine ourselves to the first two columns. We will look at epistemological issues and issues relating to theoretical perspectives.

As already foreshadowed, the epistemological stance of objectivism will be considered in the context of positivism, with which it is so closely allied. Constructionism, as the epistemology claimed in most qualitative approaches today, deserves extended treatment. Our discussion of the constructionist theorising of knowledge will set it against the subjectivism only too often articulated under the rubric of constructionism and found self-professedly in much structuralist, post­structuralist and postmodernist thought.

After our discussion of positivism, the theoretical perspectives we go on to study are interpretivism, critical inquiry, feminism and postmodernism. Thinking about postmodernism will make it necessary for us to delve also into structuralism and post-structuralism.

As we discuss these perspectives and stances, we should remind ourselves many times over that we are not exploring them for merely speculative purposes. You and I will allow ourselves to be led at times into very theoretical material indeed. Nevertheless, we will refuse to wear the charge of being abstract intellectualisers, divorced from experience and action. It is our very inquiry into human experience and action that sends us this far afield. The long journey we are embarking upon arises out of an awareness on our part that, at every point in our research—in our observing, our interpreting, our reporting, and everything else we do as researchers—we inject a host of assumptions. These are assumptions about human knowledge and assumptions about realities encountered in our human world. Such assumptions shape for us the meaning of research questions, the purposiveness of research methodologies, and the interpretability of research findings. Without unpacking these assumptions and clarifying them, no one (including ourselves!) can really divine what our research has been or what it is now saying.

Performing this task of explication and explanation is precisely what we are about here. Far from being a theorising that takes researchers from their research, it is a theorising embedded in the research act itself. Without it, research is not research.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Positivism: the march of science

Inherent in the methodologies guiding research efforts are a number of theoretical perspectives, as the previous chapter has suggested and Table 1 has exemplified. Furthermore, there is a range of epistemological positions informing the theoretical perspectives. Each epistemological stance is an attempt to explain how we know what we know and to determine the status to be ascribed to the understandings we reach.

In Chapter 1 we tried our hand at establishing some relationships among these elements. We connected epistemologies to perspectives to methodologies to methods. In the history of the natural and social sciences, some connections of this kind occur more frequendy than others. Certainly, as we look back over the last century-and-a-half, there is one very common string that emerges across our columns. It starts with objectivism (as epistemology), passes through positivism (as theoretical perspective), and is found, historically, informing many of the methodologies articulated within social research.

This positivist perspective encapsulates the spirit of the Enlightenment, the self-proclaimed Age of Reason that began in England in the seventeenth century and flourished in France in the century that followed. Like the Enlightenment that gave it birth, positivism offers assurance of unambiguous and accurate knowledge of the world. For all that, we find it adopting a number of guises. This chapter is concerned with the various meanings that positivism has assumed throughout the history of the concept and with the post-positivism that has emerged to attenuate its claims without rejecting its basic perspective.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Positivism

The coining of the word ‘positivism’ is often attributed to Auguste Comte. Unjustifiably, it seems. While he did make up the word ‘sociology’ (and its predecessor, ‘social physics’), he cannot be credited with ‘positivism’. We are on safer ground in seeing Comte as a populariser of the word, especially through the Societe Positiviste, which he founded in 1848. Populariser is an apt term to use here, for positivism undoubtedly became a vogue word and soon replaced the earlier usages ‘positive science’ and ‘positive philosophy’.

These latter terms were used by Comte himself, following his mentor Henri de Saint-Simon. One of Comte’s major works is the six-volumed Cours de philosophie positive, which appeared between 1830 and 1842. However, by the time Comte began talking of positive philosophy and positive science, the terms already had a very long history. They can be found centuries earlier in the writings of Francis Bacon (1561-1626).

‘Positive science’ sounds strange to our ears. We may have to resist the temptation to ask what negative science would look like. Yet, if positive is not being used here in contradistinction to negative, in what sense is it being used? To answer that question, we need to look to the traditional use of the word in comparable terms such as ‘positive religion’ and ‘positive law’. There the word serves to distinguish positive religion from natural religion and positive law from natural law.

Natural religion? This is religion that people reason their way to. They work out the existence of God (or of many gods), the duty of divine worship, and so on, by rational argument based on their knowledge of the world. It is styled ‘natural’ because it is seen to stem from the nature of things. Positive religion, to the contrary, is not the outcome of speculation. It is essentially something that is posited. What is posited, thereby forming the starting point and foundation for positive religion, is divinely revealed truth. Positive religion is not arrived at by reasoning. It is a ‘given’.

Positive law, too, finds its basis in something that is posited. In this case, what has been posited is legislation enacted by a lawgiver. Drawing its authority from an existing code of prescriptions and proscriptions, positive law contrasts sharply with the traditional notion of natural law. While the concept of natural law has a long and ambiguous history, for our purposes here it can be seen as a complex of responsibilities and obligations that, starting from the nature of the world and human nature within the world, people reason their way to. Once again, it is ‘natural’ because it is seen to stem from the nature of things. Thus, actions seen as wrongful in terms of natural law are considered to be wrong by their very nature. As the old principle has it, such acts are ‘prohibited because they are evil’ (prohibita quia mala). On the other hand, an action considered wrongful in terms of positive law is not regarded as wrong in itself. It is wrong because it has been forbidden by a legislator. In other words, acts of that kind are ‘evil because they are prohibited’ (mala quia prohibita). The concept of positive law is very different. Here there is no cerebral process reasoning about nature or natures. Positive law, like positive religion, is founded on a ‘given’.

What does all this have to do with science? Quite a lot, as it happens. Those speaking and writing of ‘positive science’ were using the word in the same vein. They were talking of a science—scientia, ‘knowledge’— that is not arrived at speculatively (as in the metaphysics of philosophical schools) but is grounded firmly and exclusively in something that is posited. The basis of this kind of science is direct experience, not speculation. Rather than proceeding via some kind of abstract reasoning process, positive science proceeds by a study of the ‘given’ (in Latin datum or, in the plural, data).

For many adherents of positive science (‘positivists’, therefore), what is posited or given in direct experience is what is observed, the observation in question being scientific observation carried out by way of the scientific method. This is certainly the understanding of positivism that prevails today. Although this contemporary understanding assigns a quite definite meaning to positivism, it is not in itself a univocal concept. As many as twelve varieties of positivism have been distinguished by some authors. There is not scope here to deal with the whole bewildering array of positivisms, but we can perhaps touch on some important historical forms that positivism has assumed.

1. COMTE’S POSITIVISM

Auguste Comte (1798-1857) saw himself at all times as a scientist. A largely self-taught and independent scientist, to be sure, for his formal training was short-lived and he never held an academic post of any standing. In 1814 he began studies at France’s leading scientific school, the Ecole Polytechnique in Paris. Less than two years after his enrolment, student unrest led to the closure of the school and a far- reaching reorganisation of its program. When it opened its doors once more, Comte did not seek readmission but devoted himself instead to private tutoring in mathematics.

Much more influential than his year or two at the Ecole Polytechnique was his association from 1817 to 1824 with Henri de Saint-Simon. A bizarre, yet fascinating, figure in French intellectual life around the turn of the nineteenth century, Saint-Simon had a long­standing concern for the reconstruction of society. He was convinced that no worthwhile social reorganisation could take place without the reconstruction of intellectual understanding. What Comte imbibed from Saint-Simon was, above all else, this concern for the emergence of a stable and equitable society—and therefore for the development of its sine qua non, a valid and comprehensive social science. Despite his bitter parting from Saint-Simon and a total rejection of his mentoring, this goal continued to inspire all of Comte’s subsequent endeavours. To the positivism of his science he brought a passionate zeal for social reform. His dedication to society’s wellbeing was as fervent as that of any religious zealot and led him in the end to promulgate an utterly secular Religion of Humanity, incorporating a priesthood and liturgical practice all its own. For all the disdain he evinced for the ‘theological stage’ of societal development and for the religious aspirations of Saint-Simon’s latter days, and notwithstanding his eagerness for a thoroughly ‘positive’ science to replace the ratiocinations of the philosophers, there are metaphysical and quasi-religious assumptions aplenty in what Comte wrote and did. It was certainly on the basis of a well-elaborated worldview that he felt able to call upon all people to become positivists and thereby play their part in establishing the just society.

The kind of social reorganisation Comte envisages requires the human mind to function at its very best. This, he feels, can happen only when all have embraced one scientific method. True enough, there is no one general law obtaining in all the sciences to give them substantive unity. Comte is no reductionist. Nevertheless, there is a universality of method that can unify the practice of science. The scientific method he has in mind is the method emanating from positivism. Not that it is a uniform method to be woodenly applied. Rather, it is a flexible method that succeeds in remaining homogeneous in a multitude of contexts. It is this desire for unity-via-method that moves Comte to set all the sciences in a hierarchy, leading from the most basic science—mathematics— through astronomy, and then physics, to chemistry and biology, culminating in what he sees as the highest science of all, his beloved sociology. Hence Comte’s belief that scientific method retains the same essential features whether one is speaking of the natural sciences or the human sciences.

What are these essential features of the scientific method?

Given the contemporary identification of positivism with quantitative methods of research, and in view of Comte’s known skills in mathematics, one might be forgiven for expecting the essential features of his scientific method to be couched in mathematical terms. That would be a mistake, nonetheless.

When Comte talks about positivism, it cannot too often be stressed that he means an attitude of mind towards science and the explanation of man, nature, and society, and not some predilection for mathematical precision, especially not in sociology. In fact, Comte expressly makes a distinction between the search for certainty in science and the mistaken search for numerical precision. (Simpson 1982, p. 69)

Comte, in fact, warns against the dangers of an overly mathematical approach. ‘The most perfect methods may, however, be rendered deceptive by misuse and this we must bear in mind. We have seen that mathematical analysis itself may betray us into substituting signs for ideas, and that it conceals inanity of conception under an imposing verbiage’ (in Simpson 1982, p. 80).

Nor is Comte to be linked to some crude kind of objectivism. For him, scientific knowledge is not a matter of grasping an objective meaning independent of social thought and social conditions. Comte recognised, like Marx (and like Hegel before Marx), that human consciousness is determined by ‘the social’. There is an interdependence here, as Simpson points out in expounding Comte’s thought on this matter:

Only long struggles for positivistic ideology by men of foresight serve to achieve social conditions under which metaphysical propositions give way to positivistic ones. Conversely, the positivistic stage is reached in any science—and especially in sociology—through a continual reorganization of society made possible by the pursuit of sociology and its application to practical problems, particularly problems in the organization of knowledge, its propagation, and its being passed on from

 Comte’s quarry is the order he believes can be found in the world. Not for him the quest for first causes and last ends so beloved of the metaphysicians. Whether one is focused on nature or society, his positive science bids us look instead to ‘laws’ that can be scientifically established; that is, to facts that regularly characterise particular types of beings and constant relationships that can be shown to obtain among various phenomena. The direct methods whereby these laws can be established scientifically are observation, experiment and comparison.

At long last! This is finally beginning to sound like what we have always known as positivism. Yet even here we find Comte warning us, ‘No social fact can have any scientific meaning till it is connected with some other social fact; without such connection it remains a mere anecdote, involving no rational utility’ (in Simpson 1982, p. 78). Nor by ‘experiment’ does he necessarily mean what we know today as controlled experimentation. He includes under this rubric the study of events that just happen to happen and over which the sociologist has no control. And the ‘comparison’ he suggests is multifaceted: it includes cross-cultural comparison and especially historical comparison. Comte is, in fact, eminendy historical in his approach. As Raymond Aron puts it (1965, p. 70), Comte holds that ‘the different phases of human history are characterized by their way of thinking, and the present and final stage will be marked by the universal triumph of positive thought’.

Auguste Comte is seen as the founder of positivism. He did not see himself in that light. As he understood his role, it was that of passing on a torch that had been lit centuries before his time. Certainly, what he had to say about observation and experiment and the establishment of scientific laws can be found centuries earlier in Bacon. Yet, whether we see Comte as the source or merely the channel, it appears clear enough that positivism has changed dramatically since he first appropriated the word. One of the factors in its evolution has been its passing from the hands of working scientists to those of theoretical scientists and philosophers. The former are anxious to determine whether they can use in the human sciences the methods that are being used in the natural sciences. The latter’s concern is different. It has to do direcdy with epistemology and logic. It is a concern to determine what truth claims can be made about scientific findings—or, indeed, about anything.

2. THE VIENNA CIRCLE AND LOGICAL POSITIVISM

The roots of the Vienna Circle lie in discussions that began in the first decade of the twentieth century, involving social philosopher Otto Neurath, mathematician Hans Hahn and physicist Philip Frank. The Circle came to prominence in the 1920s when Moritz Schlick assumed its leadership. Schlick, who had begun his academic life as a physicist, turned to philosophy and in 1922 was appointed to the chair of philosophy of the inductive sciences at the University of Vienna. It was the discussions that took place within the Vienna Circle, and between the Vienna Circle and its counterparts at Warsaw and Berlin, that gave birth to the philosophy of logical positivism.

The Vienna Circle flourished throughout the 1920s but the coming of Nazism spelled its doom, most of its members being Jewish or Marxist (or both). Many went abroad in the early 1930s, Schlick was assassinated on the steps of the University of Vienna in 1936, and the Circle was officially dissolved in 1938. Its voice was not stifled, however. In fact, the scattering of Circle members—Rudolf Carnap to Chicago, Kurt Godel to Princeton, Otto Neurath and Friedrich Waisman to Oxford, and so on—served to ensure that logical positivism had world-wide impact. Even before the demise of the Vienna Circle, its philosophy had been popularised in the English-speaking world by A.J. Ayer’s Language, Truth and Logic, which appeared in 1936.

What was the Vienna Circle’s focus of interest, then? As we have seen, Comte and his associates wanted to introduce the methods of the natural sciences to the practice of the social sciences. Now the Vienna Circle was seeking to introduce the methods and exactitude of mathematics to the study of philosophy (as had already happened in the field of symbolic logic).

The Circle certainly appeared to have the expertise it needed for this task. Within its membership, besides an array of empiricist philosophers, there were a number of individuals with outstanding expertise in the field of mathematics (Godel, for one) and logic (Rudolf Carnap, for instance). There were also eminent scientists whose science was highly mathematical in character.

The work of Gotdob Frege, Bertrand Russell and Alfred North Whitehead provided the Vienna Circle with an infrastructure for their discussions in the field of logic. An even more important influence on its developing philosophy was the thought of Ludwig Wittgenstein (1889- 1951). Wittgenstein, a native of Vienna, came into contact with the Circle in the late 1920s. His Tractatus Logico-Philosophicus, published in 1921, had been studied intensely by several members of the Vienna Circle and the Circle shared his interest in the logical analysis of propositions. Wittgenstein’s thought was probably not fully understood within the Vienna Circle and, in any case, he went on to reverse his position quite radically, as his posthumous work Philosophical Investigations dramatically reveals. All this notwithstanding, the early Wittgensteinian position was a crucial influence in the development of the Circle’s viewpoint. Its membership constructed from it a basis for linking truth to meaning in a way that allows no pathway to genuine knowledge other than that of science. Thereby they excluded metaphysics, theology and ethics from the domain of warrantable human knowledge.

One of the notions drawn from Wittgenstein was what came to be known as the Verification principle’ (or ‘principle of verifiability’). Schlick and Ayer embraced this principle enthusiastically and made it a central tenet of logical positivism. According to the verification principle, no statement is meaningful unless it is capable of being verified.

How does one verify a statement, then? As logical positivism would have it, there are only two ways.

In some cases, a statement can be verified because what is predicated of the subject is nothing more than something included in the very definition of the subject. A very obvious instance of this would be the statement, ‘A doe is a female deer’. This can be verified simply by examining the definition of a doe. Mathematical statements can also be seen in this light. Two-plus-two equals four’, or ‘three-plus-one equals four’, is a statement in this category, since the term ‘four’ is one that we have created to stand for ‘two-plus-two’ and ‘three-plus-one’. Following terminology that derives from Immanuel Kant, such statements are known as analytic statements. An analytic proposition is one whose ascription of a predicate to a subject can be verified, and its meaningfulness thereby established, simply via an analysis of what the subject is.

Analytic statements are far from earth-shattering. They do no more than spell out what is already contained, or not contained, in the definition of the subject. To say that ‘A’ is ‘A’, or that ‘not-A’ is not ‘A’ is hardly an almighty contribution to human knowledge. Logical positivists would agree. Analytic propositions are either tautologies or contradictions. Nothing more, nothing less. On this accounting, logic and mathematics are merely formal in character. They are quite empty of factual content. In the language of the early Wittgenstein, their content is ‘senseless’.

‘Senseless’ does not mean ‘nonsense’. The early Wittgenstein and the logical positivists reserve the latter epithet for non-analytic, or synthetic, statements that prove incapable of verification. As one would expect from what has been said already, synthetic statements are propositions in which what is predicated of the subject is not included in its definition. Something new is being said about the subject, therefore. Not surprisingly, it is in synthetic statements that logical positivism is primarily interested.

Can synthetic statements be verified and thereby rendered meaningful? If so, how? The logical positivists have a clear-cut answer. Synthetic propositions are verified by experience—and only by experience. Experience? Here too logical positivism is quite definite. Experience means sense-data. What we experience through our senses (immediately, or by way of the instruments of science that extend the operation of our senses) is verified knowledge. This knowledge is ‘factual’—and facts are what logical positivism is concerned with before all and above all.

It is, of course, the role of science to establish facts. Philosophy has the task of clarifying and analysing propositions made in the wake of scientific findings.

This line of thought excludes metaphysics, ethics, aesthetics and religion from the purview of genuine philosophy. Metaphysical viewpoints, ethical values, aesthetic judgments and religious beliefs are, as such, unverifiable in the empirical manner demanded by logical positivism. They do not deal in facts and are therefore of no interest to logical positivism. Emotionally, perhaps even spiritually, they may be of great value to people, but cognitively they are meaningless—nonsense, even.

From the viewpoint of logical positivism, the philosopher and the scientist must remain ever alert to the cognitive meaninglessness of views and beliefs of this kind. A clear disjunction must be maintained at all times between fact and value. If we want to deal in human knowledge that has validated meaning, the pathway is that of observation and experiment invoking the evidence of the senses. We need to be thoroughgoing empiricists. (Logical positivism is also known as logical empiricism, although some reserve this latter term more stricdy for the combination of traditional empiricism and symbolic logic, whether in logical positivism or elsewhere.)

Since physics is the science where such thoroughgoing empiricism is most obvious, we should not be surprised that logical positivism makes particular use of its language. It uses the language of physics both as a tool for analysing and clarifying philosophical issues and as a way to unify scientific terminology. This reflects a certain reductionism within logical positivism: the other disciplines or areas of study are considered to be built upon, and to derive their validity from, the findings of empirical science.

3. Positivism today

Quite clearly, the meaning of the term ‘positivism’ has changed and grown over time. So much so that, from the standpoint of the Vienna Circle and in terms of the contemporary understanding of positivism, its acknowledged founder, Auguste Comte, hardly makes the grade.

In the history of ideas, the pathway trodden by positivism turns out to be long, tortuous and complex. Logical positivism has obviously played a major role in developing the concept of positivism that obtains at the present time. For a while, logical positivism looked set not only to dominate the understanding of science but also, in some places at least, to occupy centre stage within the discipline of philosophy itself. Of course, there have been many other factors in the development of the contemporary understanding of positivism. Rather than tracing that development in close detail, we will have to be content to set down positivism’s principal features as it is most generally understood today.

One thing is certain: positivism is linked to empirical science as closely as ever. The logical positivists have always been great lovers of science. It has been said of them that they are infatuated with science. Be that as it may, the positivist spirit at the present time continues to adhere to a philosophy of science that attributes a radical unity to all the sciences and sets few bounds to what science is capable of achieving.

Since the time of the Enlightenment, a melioristic spirit has been abroad. There is a widespread notion that we are on a path of inevitable progress. ‘Every day, in every way, I’m getting better and better’—Emile Coue’s famous dictum parallels a comparable optimism at the societal and even global level. Positivism not only shares this optimistic faith in progress but also presents scientific discovery, along with the technology it begets, as the instrument and driving force of the progress being achieved.

This supreme confidence in science stems from a conviction that scientific knowledge is both accurate and certain. In this respect scientific knowledge contrasts sharply with opinions, beliefs, feelings and assumptions that we gain in non-scientific ways. The principal point of difference is the alleged objectivity of scientific knowledge. It is unlike the subjective understandings we come to hold. Those subjective understandings may be of very great importance in our lives but they constitute an essentially different kind of knowledge from scientifically established facts. Whereas people ascribe subjective meanings to objects in their world, science really ‘ascribes’ no meanings at all. Instead, it discovers meaning, for it is able to grasp objective meaning, that is, meaning already inherent in the objects it considers. To say that objects have such meaning is, of course, to embrace the epistemology of objectivism. Positivism is objectivist through and through. From the positivist: viewpoint, objects in the world have meaning prior to, and independendy of, any consciousness of them.

From this same viewpoint, scientists are required to keep the distinction between objective, empirically verifiable knowledge and subjective, unverifiable knowledge very much in mind. It emerges as the distinction between fact and value and founds the goal of value-neutral science, which positivistically minded scientists tend to uphold with a significant degree of fervour.

What kind of world, then, is the world of the positivist? Were we to answer, ‘A mathematised world’, we would find ourselves in good company. We would be following the lead given by Edmund Husserl, the founder of phenomenology. Husserl (1970b) attributes this alleged mathematisation of the world to Galileo, in the first instance. He recalls how Galileo dealt with attributes in which there is a clearly subjective element. Such attributes (colour, taste and smell, for instance) he refused to accept as real properties, dismissing them instead as mere secondary properties and not the concern of the scientist. For Galileo, the primary properties of things—‘real’ properties, therefore—are those that can be measured and counted and thereby quantified. Size, shape, position, number—only properties like these make the grade scientifically. The real world, for the Galilean scientist, is a quantifiable world.

This scientific world is not, of course, the everyday world that people experience. Not even scientists experience it that way in their everyday mode of being. Various authors have considered the example of Tycho Brahe and Johannes Kepler standing together on a hill at sunrise. These two seventeenth-century astronomers held very different views. Brahe thought that the sun circles the earth; Kepler believed that the earth circles the sun. As they watch the sun appear at daybreak, what do they see? Does Brahe see the sun move above the earth’s horizon, while Kepler sees the horizon dip below the sun? Norwood Russell Hanson (1972) makes a case for this being so. Others, such as Gerhart and Russell (1984) demur, asserting that, whatever the differences in their scientific stance, Brahe’s and Kepler’s human experience of a sunrise will be the same in this respect. Most would surely agree. We may believe that the earth is round, and ‘Flat Earthers’ may be our favourite epithet for people we judge to be behind the times—yet, unless we are doing something like buying a round-the-world air ticket, we do think and act as if the earth were flat. And we are expected to do so. In buying a road map for my trip from Adelaide to Cairns, I would be looked at askance were I to complain to the supplier that the map I am given is flat and not curved.

In other words, the world addressed by positivist science is not the everyday world we experience. As Husserl points out, the scientific world is an abstraction from the ‘lived’ world; it has been distilled from the world of our everyday experiences, distances us from the world of our everyday experiences, and takes us further still from the world of immediate experience lying behind our everyday experiences. Science imposes a very tight grid on the world it observes. The world perceived through the scientific grid is a highly systematic, well-organised world. It is a world of regularities, constancies, uniformities, iron-clad laws, absolute principles. As such, it stands in stark contrast with the uncertain, ambiguous, idiosyncratic, changeful world we know at first hand.

Making this scientific abstraction from lived reality is not to be criticised. It serves eminendy useful purposes, as the history of science and the development of technology witness so forcefully. While there is a downside to the achievements of science and this needs to be kept in mind as well, most of us have abundant reason to be grateful to science.

If we want to quarrel with the positivist view, our quarrel will not be, in the first instance, with what positivist science does. Rather, it will have to do with the status positivism ascribes to scientific findings. Articulating scientific knowledge is one thing; claiming that scientific knowledge is utterly objective and that only scientific knowledge is valid, certain and accurate is another. Since the emergence of positivist science, there has never been a shortage of philosophers and social scientists calling upon it to rein in its excessive assumptions and claims. Many of these philosophers and social scientists have operated out of a quite different epistemology and worldview. As the twentieth century got underway, however, more and more scientists ‘from within’ added a chorus of their own. Without necessarily jettisoning the objectivism inherent in positivism, these insiders have challenged its claims to objectivity, precision and certitude, leading to an understanding of scientific knowledge whose claims are far more modest. This is a less arrogant form of positivism. It is one that talks of probability rather than certainty, claims a certain level of objectivity rather than absolute objectivity, and seeks to approximate the truth rather than aspiring to grasp it in its totality or essence.

This more or less attenuated form of positivism is known today as post-positivism.3

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Post-positivism

Early inroads into the absoluteness and dogmatism of positivist science were made by a pair of eminent physicists, Werner Heisenberg (1901- 76) and Niels Bohr (1885-1962).

Heisenberg, a German scientist, is one of the founders of ‘quantum theory’. He articulates an ‘uncertainty principle’ which well and truly calls into question positivist science’s claims to certitude and objectivity. According to Heisenberg’s principle, it is impossible to determine both the position and momentum of a subatomic particle (an electron, for instance) with any real accuracy. Not only does this preclude the ability to predict a future state with certainty but it suggests that the observed particle is altered in the very act of its being observed, thus challenging the notion that observer and observed are independent. This principle has the effect of turning the laws of physics into relative statements and to some degree into subjective perceptions rather than an expression of objective certainties.

Bohr, a Dane, received the 1922 Nobel Prize in Physics for his work on the structure of the atom. Like Heisenberg, Bohr is concerned with uncertainty but he has a different view about the nature of the uncertainty in question. Heisenberg’s argument is epistemological: in pointing to science’s inability to determine subatomic dynamics with accuracy, he locates this limitation in the very way in which we humans know what we know. For Bohr, however, the limitation is ontological rather than epistemological: it is due not to how humans know but to how subatomic particles are. In fine, these particles need to be seen as a kind of reality different from the reality we are used to dealing with. In thinking or talking about them, we need a new set of concepts. We cannot simply take classical concepts like position and momentum and apply them with accuracy to particles. The traditional concepts may, of course, be the best we have, and we may have no alternative but to make do with them. Yet, we should not succumb too easily to the tyranny of prevailing concepts. Bohr urges us to complement their use with other kinds of description that offer a different frame for our considerations. However successful we may be in doing that, the essentially ambiguous character of human knowledge, including scientific knowledge, cannot be sidestepped, as Bohr’s whole discussion underlines very cogendy.

The impact of Heisenberg’s and Bohr’s thought has been far- reaching. These scientists sound a note of uncertainty within what has been a very self-confident philosophy of positivist science. That note comes to echo even more loudly as other thinkers begin to address similar issues within science.

One of the factors prompting this concern with epistemology and the philosophy of science has been the recognition that a contradiction exists in scientific practice. There is a chasm between what science purports to do and what it actually does. For all the positivist concern that statements be verified by observation before being accepted as meaningful, a host of elaborate scientific theories have emerged whose development clearly requires the acceptance of much more than direct conclusions from sense-data. Many of the so-called ‘facts’ that serve as elements of these theories are not direcdy observed at all. Instead, they have been quite purposefully contrived and introduced as mere heuristic and explanatory devices. This is true of alleged ‘entities’ such as particles, waves and fields. Scientists act as if these exist and function in the way they postulate and, in terms of their purposes, this may prove an effective way to proceed. In this situation, it is very easy to go on to reify4 these presumptions. Yet, by positivism’s own criteria, such reification is unjustified.

What is emerging in this line of thought is the picture of scientists actively constructing scientific knowledge rather than passively noting laws that are found in nature. This has clear implications for the status that scientific knowledge deserves to have ascribed to it. Many thinkers —philosophers or scientists, or both—have not been slow to point out these implications.

1. POPPER’S PRINCIPLE OF FALSIFICATION

Sir Karl Popper (1902-94) was bom in Vienna. In the 1930s, like so many other figures we are considering here, he was forced by Nazism’s advent to power to quit his native land. After a brief period in England, he spent the years of World War II in New Zealand, returning to England in 1946 and serving as a professor at the London School of Economics from 1949 to 1969.

Popper is interested in the philosophical and political implications of genuinely scientific work. He contrasts scientific work with what is done in the ‘pseudo-sciences’ and tries to draw a clear line of demarcation between the two. His early ideas are found in The Logic of Scientific Discovery and The Open Society and Its Enemies. Later works include Objective Knowledge: An Evolutionary Approach and The Self and Its Brain, the latter coauthored with J.C. Eccles.

Despite early association with the Vienna Circle, Popper offers a view of human knowledge very different from that of logical positivism. Not for him any limiting of valid knowledge to statements capable of empirical verification. How, then, does he see scientific knowledge being established? We find a clue to that in the tide of yet another of his books, Conjectures and Refutations: The Growth of Scientific Knowledge. Instead of scientists proceeding by way of observation and experimentation, thereby pinpointing scientific laws evident in nature itself, Popper sees them engaging in a continual process of conjecture and falsification. An advance in science is not a matter of scientists making a discovery and then proving it to be right. It is a matter of scientists making a guess and then finding themselves unable to prove the guess wrong, despite strenuous efforts to do so.

In putting this position forward, Popper is taking issue with the scientific method as it has been traditionally understood. In fact, he is challenging one of its pivotal notions. He is confronting head on the role that scientific method ascribes to induction. Induction is the process whereby a general law is established by accumulating particular instances. For example, because scientists find time and time again that water boils at 100°C, at least under certain definable conditions, they have felt confident in ascribing to this ‘fact’ the status of a universal law of physics. Not everyone has shared their confidence. Eighteenth-century philosopher David Hume characterised that confidence as a matter of psychology but not an outcome of logic. We might boil water a thousand times and find in every case that it boils at 100°C; but in Hume’s view this provides no logical justification for the belief that it must always boil at 100°C. To assume that it must is to assume a world in which the regularities we perceive today will remain unchanged in the future. That is an assumption, not an empirically established truth. A number of later philosophers, Bertrand Russell and CD. Broad among them, side with Hume in this, seeing induction as very much the weak link in the chain of empiricist science. Scientists may be as empirical as they like in their observations and experiments; yet they must reckon with the consideration—an unpalatable consideration, perhaps—that a non- empirical logical principle remains intrinsic to scientific method.

Popper’s solution to this impasse is to substitute falsification for verification at the heart of scientific method. No matter how many examples we muster in support of a general principle, we are unable, logically, to prove it true in absolute terms; yet it takes only one example at variance with a general law to prove, logically and in absolute terms, that it is false. So Popper believes that, in engaging in observation and experiment, scientists are called upon not to prove a theory (they can never do that) but to try to prove it wrong.

For the Baconian understanding of science as an inductive process Popper has substituted the idea of science as hypothetico-deductive. Scientific method is like this: (a) scientific theories are proposed hypothetically; (b) propositions are deduced from these theories; and (c) the propositions are then tested, that is, every effort is made to prove them false. It is this falsifiability that sets scientific claims apart from non-scientific or pseudo-scientific claims. A theory or hypothesis not open to refutation by observation and experiment cannot be regarded as scientific. With this goal of falsification in view, Popper recommends that all scientific theories be presented as clearly as possible so as to lay them wide open to refutation.

It is only when propositions deduced from scientific theory have survived every attempt to refute them that the theory can be provisionally accepted as true. Here the operative word is ‘provisionally’. The conviction that no theory can ever be definitively accepted as true lies at the heart of Popper’s philosophy. As he put it (1959, p. 280), ‘every scientific statement must remain tentative for ever’.

All this evinces a very different picture of science, and of the scientist, from the one we find at large among the positivists.

First, in the search for scientific truth, there is a place for guesswork, intuition, the following up of ‘hunches’. Not for Popper the image of the scientist as the detached observer of nature. In fact, he does not believe such disinterested observation is possible. Observation takes place within the context of theory and is always shaped by theory. All our observing is done within a horizon of expectations and is therefore necessarily selective.

Second, on Popper’s accounting, what is put forward as scientific truth turns out to be, not something shown to be true, but simply something that scientists have so far been unable to prove false. This turns scientific truths into merely provisional statements. ‘Our science’, warns Popper (1959, p. 278), ‘is not knowledge (episteme): it can never claim to have attained truth, or even a substitute for it, such as probability’.

Science is not a system of certain, or well-established, statements; nor is it a system which steadily advances towards a state of finality …

The old scientific ideal of episteme—of absolutely certain, demonstrable knowledge—has proved to be an idol… It may indeed be corroborated, but every corroboration is relative to other statements which, again, are tentative. Only in our subjective experiences of conviction, in our subjective faith, can we be ‘absolutely certain’ …

Science never pursues the illusory aim of making its answers final, or even probable. Its advance is, rather, towards the infinite yet attainable aim of ever discovering new, deeper, and more general problems, and of subjecting its ever tentative answers to ever renewed and ever more rigorous tests. (Popper 1959, pp. 278, 280, 281)

On that accounting, Olympian dogmatism would seem entirely out of place among Popperian scientists. One would expect of scientists, instead, a large measure of tentativeness, perhaps even a measure of humility.

Where does one find these Popperian scientists? There are humble scientists, to be sure, and scientists often put their hypotheses forward quite tentatively in the first place. Still, on the whole they do seem to be looking for verification rather than falsification, and the observer of the scientific scene is hard put to find any widespread and impassioned effort to prove scientific theories wrong. This is particularly true of the broader, more fundamental, realm of theory. This is rarely called into question. Even in the face of conflicting evidence scientists only too often cling to theory in a quite determined fashion. Obviously, and unsurprisingly, it takes more than falsification to break scientists loose from what they have known and experienced as the very matrix of their thought and practice. Achieving that, some would want to say, takes nothing short of revolution.

2. KUHN’S ‘SCIENTIFIC REVOLUTIONS’

Possibly the most influential book in modern-day philosophy of science is The Structure of Scientific Revolutions.

The ideas contained in this book were developed by Thomas Kuhn (1922-96) while he was a graduate student in theoretical physics at Harvard University. What provided the impetus and starting point for this work was an invitation Kuhn received from University President James B. Conant to do some lecturing in science. The course in question was for undergraduates majoring in the humanities and it was put to Kuhn that he should take an historical perspective. So he turned to the history of science to see what lessons it might hold for scientists today.

This is new territory for Kuhn and the lessons he comes to glean from history are not of the kind he has been anticipating. Led back to Aristode’s Physics, he is struck forcefully by what he sees as an utter disparity between Aristotelian physics and the physics of Newton. Not a difference of degree but a difference of kind. Not inchoate, less-formed notions in Aristotle that are later to be developed and brought to fruition in Newton. No, these two sets of ideas appear to him so different as to be incomparable. As Kuhn sees it, Aristotle and Newton do not stand at different points on a continuum; they are not even within the same spectrum.

Accordingly, Kuhn concludes, the thought of Newton cannot have grown and developed out of the thought of Aristotle. At some point, the basis and essential elements of Aristotelian physics must have been jettisoned and replaced by a whole new way of seeing things. There has to have been a revolution in scientific thinking.

It is this insight that leads Kuhn to the thesis he develops in The Structure of Scientific Revolutions. There, and elsewhere, he takes a much more historical and sociological perspective than philosophers of science before him. He begins by looking direcdy at scientists and what they do, whether they be scientists of the past or scientists of the present. Where Popper’s philosophising and his focus on logic lead him to see scientists and the process of scientific research in terms of what they ought to be rather than what they are, Kuhn’s starting point leads him at once to question the alleged objectivity and value-free neutrality of scientific discovery.

What Kuhn never ceases to emphasise is that scientists do their work in and out of a background of theory. This theory comprises a unitary package of beliefs about science and scientific knowledge. It is this set of beliefs that Kuhn calls a paradigm. It is an overarching conceptual construct, a particular way in which scientists make sense of the world or some segment of the world.

For scientists in general, the prevailing paradigm is the matrix that shapes the reality to be studied and legitimates the methodology and methods whereby it can be studied. More than that, the prevailing paradigm is quite simply taken for granted within the contemporary scientific ethos. Any challenges that are mounted tend, at the start at least, to be dismissed out of hand. Normal science, Kuhn says, ‘often suppresses fundamental novelties because they are necessarily subversive of its basic commitments’ (1970, p. 5). Thus, the paradigm establishes the parameters and sets the boundaries for scientific research and, in the ordinary course of events, scientific inquiry is carried out stricdy in line with it. At most, scientists will attempt to solve problems in ways that refine the paradigm and extend its scope. Even Popperian science, fiercely focused as it is on refuting the alleged findings of science, takes place in accordance with the dictates of the ruling paradigm. Such science—science in keeping with the paradigm of the day—is what Kuhn is calling ‘normal science’. He sees it as a ‘sort of puzzle-solving activity in which … most physical scientists are normally engaged’ (1977, pp. 221-2). As he puts it, ‘normal research, even the best of it, is a highly convergent activity based firmly upon a setded consensus acquired from scientific education and reinforced by subsequent life in the profession’ (1977, p. 227). Kuhn goes so far as to characterise normal science as ‘a complex and consuming mopping up operation’ (1977, p. 188). It ‘aims to elucidate the scientific tradition in which [the scientist] was raised rather than to change it’ (1977, p. 234).

There comes a time, however, when the paradigm proves inadequate. Findings are proposed that cannot be explained within the context of the paradigm that prevails. When anomalies like this arise, ‘nature has somehow violated the paradigm-induced expectations that govern normal science’ (Kuhn 1970, pp. 52-3). It is a time of crisis. New findings are being put forward in such cogent or widespread fashion, and theories espoused so fervendy, that they succeed in calling the paradigm itself into question. The process is often helped on its way by the impact of a revolutionary scientist—usually, Kuhn thinks, a younger person not schooled so long or so deeply in the paradigm guiding current scientific inquiry. Through factors such as these, it comes to be accepted that a whole new way of viewing reality is called for. It is time for a ‘paradigm shift’.

In this period of change, what emerges within science is a ‘willingness to try anything, the expression of explicit discontent, the recourse to philosophy and to debate over fundamentals’ (Kuhn 1970, p. 91). Normal science is being turned on its head and an era of ‘extraordinary science’ is being ushered in. It is this development that Kuhn styles a scientific revolution.

Once one begins to think in this fashion, it is not difficult to find revolutions enough in the history of science. Galileo (and the Leaning Tower of Pisa?) destroying forever the Aristotelian view that bodies fall at a speed proportional to their weight. Copernicus and his heliocentrism prevailing over earth-centred Ptolemeian astronomy. Lavoisier’s oxygen theory of combustion replacing Becher’s hypothesis of phlogiston. Darwin’s theory of natural selection overthrowing forms of scientific theorising that base themselves on a world governed by design. Einstein’s theory of relativity shaking the foundations of Newtonian physics. And so on. These are not mere changes within science that leave science itself very much as it was. These are changes of science. They alter forever the way scientists see the world they are trying to explain. For Kuhn, then, the history of science is not a story of steady advance through adding new data to those already in hand and gradually developing existing theory. Instead, the significant changes in science appear to have occurred through radical shifts in the way scientists view reality.

How have these shifts in perspective come about? Certainly, many non-scientific factors have played a part. Kuhn effectively relates the ‘doing’ of science to the broader sweep of history and to social factors and social change. Just as effectively, he links scientific effort to the interests, and the psychology, of both the scientific community and individual scientists. Because of this, his influential line of thought constitutes a further loosening of the hold positivism has taken on scientific thought and research. The picture Kuhn paints is not a picture of objective, valid, unchallengeable findings emerging from scientists working with detachment and in a spirit of unalloyed scientific dedication. To the contrary, scientific endeavour, as Kuhn conceives it, is a very human affair. Human interests, human values, human fallibility, human foibles—all play a part.

If one accepts Kuhn’s picture of things, it becomes very hard to sustain an image of science as a ‘garden enclosed’. Kuhn’s arguments make it impossible to elevate the work of the scientist over that of other professionals. Science now appears as run of the mill as any other human activity. Seen in the light of his arguments, how can science remain on the pedestal where the logical positivists have enshrined it? Change in science, it would seem, takes place in very much the same way as it occurs elsewhere—in art, say, or politics. It certainly does not necessarily come about in a disciplined or orderly fashion. Often, it just seems to ‘happen’, coming about in makeshift and fortuitous ways. In ‘anarchic’ fashion, perhaps? Could one go so far as to say that? Yes, even that.

3. FEYERABEND’S ‘FAREWELL TO REASON’

It is Paul Feyerabend (1924-94) who describes scientific progress as ‘anarchic’. Science, he tells us, ‘is an essentially anarchic enterprise’ (Feyerabend 1993, p. 9). This is not a criticism. For Feyerabend, working in anarchic fashion is simply the way things have to be. Rather than decrying scientific anarchism, we should embrace it warmly and celebrate it fervendy, for it is necessary for the progress of science and the development of culture. Scientific progress may mean different things to different people, but Feyerabend’s thesis is ‘that anarchism helps to achieve progress in any one of the senses one cares to choose’ (1993, p. 18). He goes on to oudine for us ‘an anarchistic methodology and a corresponding anarchistic science’ (1993, p. 13). Already we may be glimpsing why Feyerabend has so often been referred to as the enfant terrible of late twentieth-century philosophy of science.

Feyerabend too was bom in Vienna. He originally studied physics but, after working under Popper, he came to the fore as a philosopher of science in the 1960s. He spent several decades in Britain and the United States before becoming professor of the philosophy of science in Zurich, a post he filled for the last fifteen years of his life.

Feyerabend starts off reasonably close to the position of Popper, his one-time mentor and fellow Austrian. However, his forceful style of presentation provokes, even at the start, an accusation that has never been levelled at Popper—the charge of being an enemy of science. If Feyerabend’s critics brand him anti-science on the basis of his early thought, they very soon find further and more explosive ammunition in what he goes on to say and write. He moves not only well beyond Popper but even beyond Kuhn. One way in which he does so is in his attitude to ‘normal science’. For all his talk of normal science as a ‘mopping up operation’, and notwithstanding its failure to challenge the mling paradigm, Kuhn never fails to uphold the importance of its problem­solving function. Feyerabend, on the contrary, is thoroughly suspicious of this unchallenged continuance of normal science, alleging that it is based on indoctrination and constitutes a threat to academic freedom.

While Feyerabend may not be anti-science, he leaves no doubt about how he views the adulation traditionally offered to science.

On the other hand, we can agree that in a world full of scientific products scientists may be given a special status just as henchmen had a special status at times of social disorder or priests had when being a citizen coincided with being a member of a single universal Church. (Feyerabend 1993, p. 250)

In all this, Feyerabend insists that his quarry is positivism, not science as such. What he is questioning radically is the role of reason in science. He tides one of his books Farewell to Reason. Not that he is descending into wild irrationalism. He is querying the role of reason as it is generally understood. As he goes to some pains to emphasise in his posthumous autobiography, Killing Time, he is not denigrating reason as such but only attacking petrified and tyrannical versions of it. Feyerabend’s basic position is that, since science cannot be grounded philosophically in any compelling way, scientific findings are no more than beliefs and we should not privilege them over other kinds of belief —even Voodoo! Voodoo, in fact, ‘has a firm though still not sufficiently understood material basis’, writes Feyerabend, as he calls for a ‘pluralistic methodology’ (1993, pp. 36, 38).

Science, then, is ‘much more “sloppy” and “irrational” than its methodological image’ and ‘the attempt to make science more “rational” and more precise is bound to wipe it out’ (Feyerabend 1993, p. 157). In Feyerabend’s judgment, ‘what appears as “sloppiness”, “chaos” or “opportunism” . . . has a most important function in the development of those very theories which we today regard as essential parts of our knowledge of nature’ (1993, pp. 157-8). Hence his likening of the scientific anarchist to ‘an undercover agent who plays the game of Reason in order to undercut the authority of Reason’ (Feyerabend 1993, p. 23). He is influenced here by the Austrian satirists Johann Nestroy and Karl Kraus and by Dadaism, that nihilistic movement earlier this century which stressed the absurd and the unpredictable in artistic creation. Feyerabend stresses the absurd and the unpredictable in scientific knowledge.

Anything goes, then? Feyerabend does boldly say as much. He even describes this as the only principle ‘that can be defended under all circumstances and in all stages of human development’ (Feyerabend 1993, pp. 18-19). Yet he has norms of his own. For one thing, he demands that scientists test out their perceptions. The willingness to do this constitutes the difference between science and non-science (or, in his more forthright terms, between the domains of the respectable thinker and the crank). Adopting a certain point of view means a starting point for research, not some kind of conclusion. Cranks will flady deny that any issue exists or will be content to defend their position, but the respectable thinker thoroughly tests out the usefulness of the viewpoint, taking full account of factors that seem to favour its opponents. As one would expect from what has been said of Feyerabend already, he does not identify the respectable thinker simply with the person who is faithful to the accepted line in science. One example of this is his refusal to dismiss creationism out of hand as a crank viewpoint and his opposition to its exclusion from school curricula. If people are willing to test out their perceptions and have them tested out by others, they are respectable thinkers, no matter how unconventional their thinking, and they have a place in the generation of human knowledge.

How, then, should scientists test out their perceptions? By counter­induction. Counterinductive measures are not Popper-style attempts to falsify theories and hypotheses. ‘Methodologists may point to the importance of falsifications’, Feyerabend writes scathingly, ‘but they blithely use falsified theories’ (1993, p. 50). No, we need rules that will ‘enable us to choose between theories which we have already tested and which are falsified’ (Feyerabend 1993, p. 51). Counterinduction is just such a ‘measuring-stick’. Rather than an attempt to prove something false, it is a calling of ‘commonly-used concepts’ into question by developing something with which they can be compared.

Therefore, the first step in our criticism of customary concepts and customary reactions is to step outside the circle and either to invent a new conceptual system, for example, a new theory, that clashes with the most carefully established observational results and confounds the most plausible theoretical principles, or to import such a system from outside science, from religion, from mythology, from the ideas of incompetents, or the ramblings of madmen. (Feyerabend 1993, pp. 52-3)

Ideas of incompetents? Ramblings of madmen? Obviously, anything does go! Feyerabend’s point, of course, is that, if we want to examine something we are using all the time, we cannot discover it from the inside. We need, he tells us, ‘an external standard of criticism’, ‘a set of alternative assumptions’ (Feyerabend 1993, p. 22). This is his strategy of counterinduction. Counterinduction is ‘both a fact—science could not exist without it—and a legitimate and much needed move in the game of science’ (Feyerabend 1993, p. 53).

Behind this stance is Feyerabend’s recognition that scientific thinking, like all human thought, is historically conditioned through and through.

However, the material which a scientist actually has at his disposal, his laws, his experimental results, his mathematical techniques, his epistemological prejudices, his attitude towards the absurd consequences of the theories which he accepts, is indeterminate in many ways, ambiguous, and never fully separated from the historical background. (Feyerabend 1993, p. 51)

Ideas being historically conditioned and never absolute, Paul Feyerabend believes in pushing them to their extremes. In Three Dialogues on Knowledge, a series of dialogues based on the Socratic model, he reveals that, when he comes across unusual ideas, he tries them out. His way of trying them out is to push them to the limit. There is’, he tells us (1991, p. 50), ‘not a single idea, no matter how absurd and repulsive, that has not a sensible aspect, and there is not a single view, no matter how plausible and humanitarian, that does not encourage and then conceal our stupidity and our criminal tendencies’. Many would be comfortable enough with this thought when it is applied to cultural understandings and socio-political stances. People find it far more challenging when applied, as Feyerabend intends it to be applied, to scientific ‘truths’. The point is, of course, that Feyerabend refuses to accept the distinction. For him, scientific truths are no less cultural in character, and no less socio-political in origin, than any other of the beliefs we hold. He tells us, in fact, that ‘rationalists clamouring for objectivity and rationality are just trying to sell a tribal creed of their own’ (Feyerabend 1987, p. 301).

Feyerabend, along with Popper and Kuhn, has had an impact. Positivism, as we have seen, postulates the objective existence of meaningful reality. It considers such meaningful reality to be value- neutral, ahistorical and cross-cultural. It believes that, if one goes about it in the right way, one can identify such reality with certitude. What people like Popper, Kuhn and Feyerabend have done is to question one or other, or all, of these tenets in quite radical fashion.

In the wake of their considerations, some have come to reject positivism and the objectivism that informs it and to adopt a constructionist view of meaningful reality. Others remain within the positivist camp but temper very significandy the status they ascribe to their findings, the claims they make about them. It is not possible, they have come to recognise, to find some Archimedean point from which realities in the world can be viewed free from any influence of the observer’s standpoint. They admit that, no matter how faithfully the scientist adheres to scientific method, research outcomes are neither totally objective nor unquestionably certain. They may claim a higher level of objectivity and certitude for scientific findings than for other opinions and beliefs, but the absoluteness has gone and claims to validity are tentative and qualified.

It is this humbler version of the scientific approach, one that no longer claims an epistemologically or metaphysically privileged position, that has come to be known as post-positivism.

Reporting our research requires us to set forth the research process we have engaged in and to do so faithfully and comprehensively. It is, after all, our account of the research process that establishes the credentials of our research. Why should anyone set store by what we are asserting as a result of our investigation? And what store should anyone set by it? The only satisfactory answer to these questions is, ‘Look at the way we have gone about it’. The process itself is our only justification. For that reason, expounding our research process, including its more theoretical moorings (or, if you prefer, the assumptions we bring to our methodology and methods), assumes obvious and crucial importance.

What store should anyone set by our research findings? Even in putting the question, we sense another question coming to the fore—and a prior question, into the bargain. What store are we asking people to set by our research findings? After all, we may be presenting our findings as objective truths, claiming validity, perhaps generalisability, on their behalf. In that case, we are calling upon people to accept our findings as established fact, or at least as close to established fact as our research has enabled us to reach. On the other hand, we may be offering our findings as interpretation. It is a certain spin we have put on the data. In that case we are inviting people to weigh our interpretation, judge whether it has been soundly arrived at and is plausible (convincing, even?), and decide whether it has application to their interests and concerns.

In other words, we may be presenting our research in positivist terms or non-positivist terms. Let us say it again: it is a matter of positivism vs non-positivism, not a matter of quantitative vs qualitative. It is possible for a quantitative piece of work to be offered in non-positivist form. On the other hand, there is plenty of scope for qualitative research to be understood positivistically or situated in an overall positivist setting, and, therefore, for even self-professed qualitative researchers to be quite positivist in orientation and purpose. When investigators talk, as they often do, of exploring meanings by way of qualitative methods and then ‘confirming’ or ‘validating’ their findings by a quantitative study, they are privileging the latter in a thoroughgoing positivist manner. What turns their study into a positivist piece of work is not the use of quantitative methods but the attribution of objectivity, validity and generalisability to quantitative findings.

Accordingly, our consideration of positivism and post-positivism in this chapter turns out to be relevant enough. Called upon to set forth our research process incisively and unequivocally, we find ourselves unable to do that without, for a start, confronting the objectivist understanding of meaning and the positivist understanding of reality—and declaring our hand.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Constructionism: the making of meaning

Constructionism is well removed from the objectivism found in the positivist stance. In some areas it seems to have replaced objectivism as the dominant paradigm. If this is indeed the case, and to the extent to which it is the case, we are witnessing the end of a very long tradition. Objectivism—the notion that truth and meaning reside in their objects independendy of any consciousness—has its roots in ancient Greek philosophy, was carried along in Scholastic realism throughout the Middle Ages, and rose to its zenith in the age of the so-called Enlightenment. The belief that there is objective truth and that appropriate methods of inquiry can bring us accurate and certain knowledge of that truth has been the epistemological ground of Western science. While it would be extremely premature to sound the death knell of this centuries-old tradition, foundationalism5 of this kind has certainly come under heavy attack and constructionism is very much part of the artillery brought against it.

What, then, is constructionism? It is the view that all knowledge, and therefore all meaningful reality as such, is contingent upon human practices, being constructed in and out of interaction between human beings and their world, and developed and transmitted within an essentially social context.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

The construction of meaningful reality

In the constructionist view, as the word suggests, meaning is not discovered but constructed. Meaning does not inhere in the object, merely waiting for someone to come upon it. As writers like Merleau- Ponty have pointed out very tellingly, the world and objects in the world are indeterminate. They may be pregnant with potential meaning, but actual meaning emerges only when consciousness engages with them. How, such thinkers ask, can there be meaning without a mind?

Accepting that the world we experience, prior to our experience of it, is without meaning does not come easy. What the ‘commonsense’ view commends to us is that the tree standing before us is a tree. It has all the meaning we ascribe to a tree. It would be a tree, with that same meaning, whether anyone knew of its existence or not. We need to remind ourselves here that it is human beings who have construed it as a tree, given it the name, and attributed to it the associations we make with trees. It may help if we recall the extent to which those associations differ even within the same overall culture. ‘Tree’ is likely to bear quite different connotations in a logging town, an artists’ setdement and a treeless slum.

What constructionism claims is that meanings are constructed by human beings as they engage with the world they are interpreting. Before there were consciousnesses on earth capable of interpreting the world, the world held no meaning at all.

You may object that you cannot imagine a time when nothing existed in any phenomenal form. Were there not volcanoes, and dust-storms and starlight long before there was any life on Earth? Did not the sun rise in the East and set in the West? Did not water flow downhill, and light travel faster than sound? The answer is that if you had been there, that is indeed the way the phenomena would have appeared to you. But you were not there: no one was. And because no one was there, there was not —at this mindless stage of history—anything that counted as a volcano, or a dust-storm, and so on. I am not suggesting that the world had no substance to it whatsoever. We might say, perhaps, that it consisted of ‘worldstuff’. But the properties of this worldstuff had yet to be represented by a mind. (Humphrey 1993, p. 17)

From the constructionist viewpoint, therefore, meaning (or truth) cannot be described simply as ‘objective’. By the same token, it cannot be described simply as ‘subjective’. Some researchers describing themselves as constructionist talk as if meanings are created out of whole cloth and simply imposed upon reality. This is to espouse an out-and-out subjectivism and to reject both the existentialist concept of humans as beings-in-the-world and the phenomenological concept of intentionality. There are strong threads within structuralist, post-structuralist and postmodernist thought espousing a subjectivist epistemology but constructionism is different. According to constructionism, we do not create meaning. We construct meaning. We have something to work with. What we have to work with is the world and objects in the world.

As Heidegger and Merleau-Ponty repeatedly state, the world is ‘always already there’. The world and objects in the world may be in themselves meaningless; yet they are our partners in the generation of meaning and need to be taken seriously. It is surely important, and liberating, to distinguish theory consistent with experienced reality from theory that is not. Objectivity and subjectivity need to be brought together and held together indissolubly. Constructionism does precisely that.

In this respect, constructionism mirrors the concept of intentionality. Intentionality is a notion that phenomenology borrowed from Scholastic philosophy and in its turn has shared with other orientations. It was the renowned nineteenth-century psychologist and philosopher Franz Brentano who invoked the Scholastic concept of intentionality. Brentano’s student and acknowledged founder of phenomenology Edmund Husserl went on to make it the pivotal concept of his philosophy.

Brentano recalls (1973, p. 88) that, in medieval philosophy, all mental phenomena are described as having ‘reference to a content, direction toward an object’. Consciousness, in other words, is always consciousness of something. ‘In presentation something is presented, in judgment something is affirmed or denied, in love loved, in hate hated, in desire desired and so on.’

It is important to note that ‘intentionality’ and ‘intentional’ as used here have nothing to do with purpose or deliberation. The root stem of these words is the Latin tendere, which means ‘to tend’—in the sense of ‘moving towards’ or ‘directing oneself to’. Here ‘in-tending’ is not about choosing or planning but about reaching out into (just as ‘ex-tending’ is about reaching out from). Intentionality means referentiality, relatedness, directedness, ‘aboutness’.

The basic message of intentionality is straightforward enough. When the mind becomes conscious of something, when it ‘knows’ something, it reaches out to, and into, that object. In contrast to other epistemologies at large towards the end of the nineteenth century, intentionality posits a quite intimate and very active relationship between the conscious subject and the object of the subject’s .consciousness. Consciousness is directed towards the object; the object is shaped by consciousness. As Lyotard expresses it:

There is thus no answer to the question whether philosophy must begin with the object (realism) or with the ego (idealism). The very idea of phenomenology puts this question out of play: consciousness is always consciousness of, and there is no object which is not an object for. There is no immanence of the object to consciousness unless one corelatively assigns the object a rational meaning, without which the object would not be an object for. Concept or meaning is not exterior to Being; rather, Being is immediately concept in itself, and the concept is Being for itself. (1991, p. 65)

Later phenomenologists, working within the context of an existentialist philosophy, make the process far less cerebral. Not only is consciousness intentional, but human beings in their totality are intentionally related to their world. Human being means being-in-the- world. In existentialist terms, intentionality is a radical interdependence of subject and world.

Because of the essential relationship that human experience bears to its object, no object can be adequately described in isolation from the conscious being experiencing it, nor can any experience be adequately described in isolation from its object. Experiences do not constitute a sphere of subjective reality separate from, and in contrast to, the objective realm of the external world—as Descartes’ famous ‘split’ between mind and body, and thereby between mind and world, would lead us to imagine. In the way of thinking to which intentionality introduces us, such a dichotomy between the subjective and the objective is untenable. Subject and object, distinguishable as they are, are always united. It is this insight that is captured in the term ‘intentionality’.

To embrace the notion of intentionality is to reject objectivism. Equally, it is to reject subjectivism. What intentionality brings to the fore is interaction between subject and object. The image evoked is that of humans engaging with their human world. It is in and out of this interplay that meaning is bom.

It may be helpful to consider what literary critic and linguistics exponent Stanley Fish has to say. In a well-known essay (1990), Fish recalls a summer program in which he was teaching two courses. One explored the relationship between linguistics and literary criticism. The other was a course in English religious poetry. The sessions for both courses were held in the same classroom and they followed one after the other.

One morning, when the students in the first course had left the room, Fish looked at a list of names he had written on the blackboard. It was the assignment he had set for the students. The people listed were authors whose works the students were expected to consult before the next class. One of the names listed had a question mark after it, because Fish was not sure whether it was spelled correcdy.

Fish went to the board, drew a frame around the names and wrote ‘p. 43’ above the frame. When the students in the second course filed into the room for their class, what confronted them on the blackboard was what we see in Figure 4.

Fish began this second class for the day by drawing the students’ attention to the list of names. He informed them that it was a religious poem of the kind they had been studying and invited them to interpret it.

The students were equal to the task. The first student to speak commented on the shape of the poem. The poem was a hieroglyph, he surmised, but was it in the shape of an altar or a cross? After this promising start, other students were not slow to follow suit. ‘Jacobs’ came to be related to Jacob’s ladder, an Old Testament allegory for the Christian’s ascent into heaven. It is linked in the list to ‘Rosenbaum’—rose tree in German and surely an allusion to the Virgin Mary, who is often depicted as a rose without thorns and promotes Christians’ ascent into heaven through the redemptive work of her son, Jesus. Redemption is effected above all through Christ’s suffering and death, symbolised in his being crowned with thorns (corrupted to ‘Thome’?). The reference to Levi (see ‘Levin’) is not surprising: the tribe of Levi was the priesdy tribe and Jesus, after all, is the Great High Priest of the New Testament. ‘Ohman’ could be given at least three readings (hence the question mark?): it might be ‘omen’ or ‘Oh Man!’ or simply ‘Amen’. The students also noted that both Old and New Testaments are represented in the poem, three of the names being Jewish, two Gentile, and one ambiguous. Perhaps this ambiguity is the reason for the question mark after it. And so on.

In the wake of this exercise, Fish asks the question that he uses to shape the tide of his essay: How do you recognise a poem when you see one? In this case, the students are not led to recognise the poem as a poem because of particular distinguishing features. The act of recognition comes first. They are told it is a poem. They are invited at the start to address the list on the board with ‘poetry-seeing eyes’. Having done that, they are able to detect particular significances in the object as a poem. Fish concludes that reading of any kind is along these same lines, that is, not ‘a matter of discerning what is there’ but ‘Of knowing how to produce what can thereafter be said to be there’ (1990, pp. 182- 3).

‘Just a moment! ’, some might want to argue. This list does have a meaning and the members of the first class did, in fact, discern ‘what is there’. The list is an assignment.

Fish remains unimpressed. ‘Unfortunately, the argument will not hold because the assignment we all see is no less the product of interpretation than the poem into which it was turned. That is, it requires just as much work, and work of the same kind, to see this as an assignment as it does to see it as a poem’ (Fish 1990, p. 184).

All right, then. It is not an assignment either. But it is a list of names.

We can read it as a list of names and that, surely, is to discern ‘what is there’. No, not even that, Fish assures us. ‘In order to see a list, one must already be equipped with the concepts of seriality, hierarchy, subordination, and so on’ (Fish 1990, p. 186). These have to be learned and one cannot see a list without learning them. The meaning of list, as of anything else, is not just ‘there’. Instead, making meaning is always an ‘ongoing accomplishment’. ‘The conclusion, therefore, is that all objects are made and not found and that they are made by the interpretive strategies we set in motion’ (Fish 1990, p. 191).

In Fish’s story we find human beings engaging with a reality and making sense of it. Obviously, it is possible to make sense of the same reality in quite different ways. Not that we need to be taught that lesson. Moving from one culture to another, as no doubt most of us have done at one time or another, provides evidence enough that strikingly diverse understandings can be formed of the same phenomenon. Yet there are always some who stand ready to dismiss other interpretations as merely quaint viewpoints that throw the ‘true’ or ‘valid’ interpretation into clearer relief. What constructionism drives home unambiguously is that there is no true or valid interpretation. There are useful interpretations, to be sure, and these stand over against interpretations that appear to serve no useful purpose. There are liberating forms of interpretation too; they contrast sharply with interpretations that prove oppressive. There are even interpretations that may be judged fulfilling and rewarding—in contradistinction to interpretations that impoverish human existence and stunt human growth. ‘Useful’, ‘liberating’, ‘fulfilling’, ‘rewarding’ interpretations, yes. ‘True’ or ‘valid’ interpretations, no.

There is another lesson that Fish’s example drives home, even if Fish does not make it explicit. It is something we have already noted. The object may be meaningless in itself but it has a vital part to play in the generation of meaning. While Fish’s students are innovative in making sense of the list of names conceived as a religious poem, the particular names that happen to be on the list play a key role. The students, Fish observes (1990, p. 184), ‘would have been able to turn any list of names into the kind of poem we have before us now’. What he does not point out, though he would surely agree, is that they would make different sense of a different list. With different names to engage with, the religious significances they develop would not be the same. It is therefore not a question of conjuring up a series of meanings and just imposing them on the ‘poem’. That is subjectivism, not constructionism. The meanings emerge from the students’ interaction with the ‘poem’ and relate to it essentially. The meanings are thus at once objective and subjective, their objectivity and subjectivity being indissolubly bound up with each other. Constructionism teaches us that meaning is always that.

No mere subjectivism here. Constructionism takes the object very seriously. It is open to the world. Theodor Adorno refers to the process involved as ‘exact fantasy’ (1977, p. 131). Imagination is required, to be sure. There is call for creativity. Yet we are not talking about imagination running wild or untrammelled creativity. There is an ‘exactness’ involved, for we are talking about imagination being exercised and creativity invoked in a precise interplay with something. Susan Buck- Morss (1977, p. 86) finds in Adorno’s exact fantasy ‘a dialectical concept which acknowledged the mutual mediation of subject and object without allowing either to get the upper hand’. It is, she insists, the attention to the object that ‘separated this fantasy from mere dream-like fabrication’.

Bringing objectivity and subjectivity together and holding them together throughout the process is hardly characteristic of qualitative research today. Instead, a rampant subjectivism seems to be abroad. It can be detected in the turning of phenomenology from a study of phenomena as the immediate objects of experience into a study of experiencing individuals. It is equally detectable in the move taking place in some quarters today to supplant ethnography with an ‘autoethnography’.

Description of researchers as bricoleurs is also a case in point. Denzin and Lincoln (1994) have made ‘researcher-as-bricoleur’ the leitmotif of the massive tome they have edited. They devote some columns to it in their opening chapter, refer to it in each of their introductions to the various sections of the book, and return to it in their concluding chapter. Denzin’s own chapter The art and politics of interpretation’ also invokes the notion of the researcher-as-bricoleur.

Denzin and Lincoln begin their treatment of the researcher-as- bricoleur by citing Levi-Strauss’s The Savage Mind. This is to the effect that the bricoleur is ‘a Jack of all trades, or a kind of professional do-it- yourself person’ (Denzin and Lincoln 1994, p. 2). Now the idea of a Jack (or Jill?) of all trades or a do-it-yourself person certainly puts the spodight on the multiple skills and resourcefulness of the individual concerned. This is precisely what Denzin and Lincoln seek to emphasise from start to finish. Bricoleurs, as these authors conceive them, show themselves very inventive in addressing particular tasks. The focus is on an individual’s ability to employ a large range of tools and methods, even unconventional ones, and therefore on his or her inventiveness, resourcefulness and imaginativeness. So the researcher-as-bricoleur ‘is adept at performing a large number of diverse tasks’ and ‘is knowledgeable about the many interpretive paradigms (feminism, Marxism, cultural studies, constructivism) that can be brought to any particular problem’ (Denzin and Lincoln 1994, p. 2).

Given this understanding of bricoleur, it is not surprising that Denzin and Lincoln should characterise bricolage as ‘self-reflexive’, a description they draw from Nelson, Treichler and Grossberg (1992, p. 2) writing about cultural studies. When the Jacks and Jills of all trades learn that a job has to be done—they have just finished their carpentry around the door and have painted the ceiling, and now they learn that the toilet is blocked and requires some rather intricate plumbing work—yes, such bricoleurs would tend to be self-reflexive. ‘Can I do it?’ becomes the burning question.

Interestingly, the bricoleur described by Denzin and Lincoln is not the bricoleur described by Claude Levi-Strauss, even though he is the principal reference they give for the notion. The words they quote to describe the bricoleur, ‘a Jack of all trades, or a kind of professional do- it-yourself person’, come from a translator’s footnote (Levi-Strauss 1966, p. 17). In that footnote, the sentence cited is preceded by the statement, ‘The “bricoleur” has no precise equivalent in English’. And the sentence quoted is not given in full. The rest of the sentence reads: ‘but, as the text makes clear, he [the bricoleur] is of a different standing from, for instance, the English “odd job man” or handyman’.

What we find in Levi-Strauss’s text, in fact, is a very different understanding of bricoleur. Consequendy, the ‘analogy’ drawn from it (to use Levi-Strauss’s term) carries a very different message. In The Savage Mind, the bricoleur is not someone able to perform a whole range of specialist functions or even to employ unconventional methods. It is the notion of a person who makes something new out of a range of materials that had previously made up something different. The bricoleur is a makeshift artisan, armed with a collection of bits and pieces that were once standard parts of a certain whole but which the bricoleur, as bricoleur, now reconceives as parts of a new whole. Levi-Strauss provides an example. The bricoleur has a cube-shaped piece of oak. It may once have been part of a wardrobe. Or was it part of a grandfather clock? Whatever its earlier role, the bricoleur now has to make it serve a quite different purpose. It may be used as ‘a wedge to make up for the inadequate length of a plank of pine’ (Levi-Strauss 1966, p. 18). Or perhaps it ‘could be a pedestal—which would allow the grain and polish of the old wood to show to advantage’ (1966, pp. 18-19).

Engaged in that kind of project, bricoleurs are not at all ‘self­reflexive’. To the contrary, they are utterly focused on what they have to work with. The question is not, ‘Can I do it? Do I have the skills?’. Rather, the question is, ‘What can be made of these items? What do they lend themselves to becoming?’. And answering that depends on the qualities found in the items to hand. It is a matter of what items are there and what are not. It is a matter of the properties each possesses—size, shape, weight, colour, texture, britdeness, and so on. The last thing bricoleurs have in mind at this moment is their own self. Imaginativeness and creativity are required, to be sure, but an imaginativeness and creativity to be exercised in relation to these objects, these materials. An ice cream carton, two buttons, and a coat hanger— I’m supposed to make something of that? Self-reflexive? No, not at all. Nothing is further from self-reflexion than bricolage. There the focus is fairly and squarely on the object. True bricoleurs are people constandy musing over objects, engaged precisely with what is not themselves, in order to see what possibilities the objects have to offer. This is the image of the bricoleur to be found in Levi-Strauss.

Consider him at work and excited by his project. His first practical step is retrospective. He has to turn back to an already existent set made up of tools and materials, to consider or reconsider what it contains and, finally and above all, to engage in a sort of dialogue with it and, before choosing between them, to index the possible answers which the whole set can offer to his problem. He interrogates all the heterogeneous objects of which his treasury is composed to discover what each of them could ‘signify’ and so contribute to the definition of a set which has yet to materialize (Levi-Strauss 1966, p. 18)

A dialogue with the materials. Interrogating all the heterogeneous objects. Indexing their possible uses. This preoccupation with objects is mirrored in Levi-Strauss’s assertion that the bricoleur ‘might therefore be said to be constantly on the look out for “messages’” (1966, p. 20).

In their last page of text (1994, p. 584), Denzin and Lincoln come to acknowledge just a litde of all this. They state that ‘bricoleurs are more than simply jacks-of-all-trades; they are also inventors’. They write of bricoleurs having to ‘recycle used fabric’, to ‘cobble together stories’. Even here, however, the emphasis remains on the bricoleur’s inventiveness as ‘the demand of a resdess art’. In this further exposition of the bricoleur, there is still no hint of Levi-Strauss’s preoccupation with objects.

Why such preoccupation with objects? Because they are the limiting factor. They are, warns Levi-Strauss, ‘pre-constrained’. The possibilities they bear ‘always remain limited by the particular history of each piece and by those of its features which are already determined by the use for which it was originally intended or the modifications it has undergone for other purposes’ (Levi-Strauss 1966, p. 19). The uses to which they might be put must accord with what they are. The ability needed by the bricoleur is the ability to ‘re-vision’ these bits and pieces, casting aside the purposes which they once bore and for which they were once designed and divining very different purposes that they may now serve in new settings.

In short, the image of the researcher-as-bricoleur highlights the researcher’s need to pay sustained attention to the objects of research. This is much more to the fore than the need for versatility or resourcefulness in the use of tools and methods. Research in constructivist vein, research in the mode of the bricoleur, requires that we not remain straitjacketed by the conventional meanings we have been taught to associate with the object. Instead, such research invites us to approach the object in a radical spirit of openness to its potential for new or richer meaning. It is an invitation to reinterpretation.

It is precisely this preoccupation with the object that we find in Walter Benjamin and Theodor Adorno. In Benjamin’s form of inquiry, Adorno claims (1981, pp. 240-1), ‘the subjective intention is seen to be extinguished’ and the ‘thoughts press close to its object, seek to touch it, smell it, taste it and so thereby transform itself. Benjamin, in fact, is driven to ‘immerse himself without reserve in the world of multiplicity’. Adorno is the same:

What is ultimately most fascinating in Adorno’s Negative Dialectics is the incessantly formulated appeal that thought be conscious of its non­sovereignty, of the fact that it must always be molded by material that is by definition heterogeneous to it. This is what Adorno calls the ‘mimetic moment’ of knowledge, the affinity with the object What interests him most of all is to impose on thought respect for the nuance, the difference, individuation, requiring it to descend to the most minuscule and infinitesimal detail. (Tertulian 1985, p. 95)

A focus of this kind on the object is hardly characteristic of our times. ‘No age has been so self-conscious’, writes E.M. Cioran. What he calls our ‘psychological sense’ has ‘transformed us into spectators of ourselves’. He finds this reflected in the modem novel, wherein he finds ‘a research without points of references, an experiment pursued within an unfailing vacuity’. It does not look outwards to an object. ‘The genre, having squandered its substance, no longer has an object.’ (Cioran 1976, pp. 139-40).

To the narrative which suppresses what is narrated, an object, corresponds an askesis& of the intellect, a meditation without content. . . The mind discovers itself reduced to the action by virtue of which it is mind and nothing more. All its activities lead it back to itself, to that stationary development which keeps it from catching on to things. (Cioran 1976, p. 141)

Far removed from what Cioran is describing here, constmctionism does not suppress the object but focuses on it intently. It is by no means a stationary development. It is meditation with content. It well and truly catches on to things.

Constmctionism is not subjectivism. It is curiosity, not conceit.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

‘Social’ constructionism

If seeing interpretation as a making of meaning does not condemn us to subjectivism, it does not condemn us to individualism either. We have to reckon with the social origin of meaning and the social character with which it is inevitably stamped.

Fish emphasises that ‘all objects are made and not found’ but adds at once that ‘the means by which they are made are social and conventional’. These means are institutions which ‘precede us’ and in which ‘we are already embedded’ and ‘it is only by inhabiting them, or being inhabited by them, that we have access to the public and conventional senses they make’. Functioning as ‘a publicly available system of intelligibility’, these institutions are the source of the interpretative strategies whereby we constmct meaning (Fish 1990, p. 186).

Where Fish invokes ‘a publicly available system of intelligibility’, anthropologist Clifford Geertz speaks of ‘a system of significant symbols’. Geertz is talking, of course, about culture and he presents the meaningful symbols that constitute culture as an indispensable guide to

human behaviour. What, in Geertz’s view, would we be without them? Certainly we would not be ‘clever savages’, as in Golding’s Lord of the Flies. Nor would we be the ‘nature’s noblemen’ who in Enlightenment thought lurk beneath the trappings of culture. Nor, again, would we be ‘intrinsically talented apes who had somehow failed to find themselves’, as classical anthropological theory seems to imply. We would be none of these, Geertz insists. Rather, we would be ‘unworkable monstrosities’ (Geertz 1973, p. 49).

Unworkable? Yes, unworkable. Without culture we could not function. Culture has to do with functioning. As a direct consequence of the way in which we humans have evolved, we depend on culture to direct our behaviour and organise our experience. In the past, Geertz points out, we have tended to see culture as ‘complexes of concrete behaviour patterns—customs, usages, traditions, habit clusters’. To view culture primarily in this light is to consider it the outcome of human thought and action. We need to reverse this way of viewing culture. Culture is best seen as the source rather than the result of human thought and behaviour. It is ‘a set of control mechanisms—plans, recipes, rules, instructions (what computer engineers call “programs”)—for the governing of behavior’ (Geertz 1973, p. 44).

In this view of the role of culture, human thought emerges as ‘basically both social and public’.

Thinking consists not of ‘happenings in the head’ (though happenings there and elsewhere are necessary for it to occur) but of a traffic in what have been called, by G.H. Mead and others, significant symbols—words for the most part but also gestures, drawings, musical sounds, mechanical devices like clocks, or natural objects like jewels—anything, in fact, that is disengaged from its mere actuality and used to impose meaning upon experience. (Geertz 1973, p. 45)

Fish has told us that the institutions constituting our publicly available system of intelligibility precede us. We come to inhabit this pre-existing system and to be inhabited by it. Similarly, in describing culture as a system of significant symbols, Geertz emphasises that, from the point of view of any particular individual, ‘such symbols are largely given’. They are already current in the community when the individual is bom and they remain in circulation—with some changes, to be sure— after the individual dies (Geertz 1973, p. 45).

Thus, while humans may be described, in constmctionist spirit, as engaging with their world and making sense of it, such a description is misleading if it is not set in a genuinely historical and social perspective. It is clearly not the case that individuals encounter phenomena in the world and make sense of them one by one. Instead, we are all bom into a world of meaning. We enter a social milieu in which a ‘system of intelligibility’ prevails. We inherit a ‘system of significant symbols’. For each of us, when we first see the world in meaningful fashion, we are inevitably viewing it through lenses bestowed upon us by our culture. Our culture brings things into view for us and endows them with meaning and, by the same token, leads us to ignore other things.

The social constmctionism we are talking about here is all- encompassing and we need to be careful not to restrict its ambit. For one thing, it is not to be taken here in an ideational sense only. It is not just our thoughts that are constmcted for us. We have to reckon also with the social constmction of emotions (Harre 1986). Moreover, constmctionism embraces the whole gamut of meaningful reality. All reality, as meaningful reality, is socially constmcted.7 There is no exception.

Not everyone agrees. There are some who take social constmctionism to mean that social realities, and only social realities, have a social genesis. Natural or physical realities do not. In other words, they understand social constmctionism as denoting ‘the constmction of social reality’ rather than ‘the social constmction of reality’. The wording used by The Concise Oxford Dictionary of Sociology to describe social constmctionism suggests this standpoint. Social constructionists, we are told, ‘emphasize the idea that society is actively and creatively produced by human beings’, social worlds being ‘interpretive nets woven by individuals and groups’ (Marshall 1994, p. 484). An even more explicit account is offered by Greenwood:

Physical and social phenomena . . . differ in one essential respect. Chairs may exist independendy of our knowing that they do; our knowledge of the existence of chairs is not constitutive of their existence. In contrast, social phenomena do not exist independently of our knowledge of them ..

. Social realities, therefore, are constructed and sustained by the observation of the social rules which obtain in any social situation by all the social interactors involved . . . Social reality is, therefore, a function of shared meanings; it is constructed, sustained and reproduced through social life. (1994, p. 85)

That social realities are socially constmcted is something of a tmism. The most ardent positivist would find that hard to contradict. What distinguishes constructionism, setting it over against the objectivism inherent in the positivist stance, is its understanding that all meaningful reality, precisely as meaningful reality, is socially constructed. The chair may exist as a phenomenal object regardless of whether any consciousness is aware of its existence. It exists as a chair, however, only if conscious beings construe it as a chair. As a chair, it too ‘is constructed, sustained and reproduced through social life’.

The ‘social’ in social constructionism is about the mode of meaning generation and not about the kind of object that has meaning. The object involved in the social constructionist understanding of meaning formation need not involve persons at all (and therefore need not be ‘social’ in that sense). The interaction may be, say, with the natural world—the sunset, the mountains, a tree. Natural these objects may be, but it is our culture (shorthand in most cases today for a very complex mix of many cultures and sub-cultures) that teaches us how to see them —and in some cases whether to see them. ‘A way of seeing is a way of not seeing’, feminist author Ann Oakley sagely advises (1974, p. 27). Accordingly, whether we would describe the object of the interaction as natural or social, the basic generation of meaning is always social, for the meanings with which we are endowed arise in and out of interactive human community.

Accordingly, not only the social scientist but equally the natural scientist has to deal with realities that, as meaningful realities, are socially constructed. They are on an equal footing in this respect. British sociologist Anthony Giddens appears to disagree. He makes the following distinction between the natural world and the social world:

The difference between the social and natural world is that the latter does not constitute itself as ‘meaningful’; the meanings it has are produced by men in the course of their practical life, and as a consequence of their endeavours to understand or explain it for themselves. Social life—of which these endeavours are a part—on the other hand, is produced by its component actors precisely in terms of their active constitution and reconstitution of frames of meaning whereby they organize their experiences. (Giddens 1976, P. 79)

What is Giddens postulating here? He is asserting that, while humans do not create the natural world but have to make sense of a ‘world always already there’ (Heidegger’s and Merleau-Ponty’s phrase, not Giddens’s), the very existence of social phenomena stems from human action. Consequendy, the process of bringing these social realities into being is one with the process of interpreting and reinterpreting them. Unlike the natural world, then, social realities are meaningful by virtue of the very act that brings them into existence. Natural realities are not.

Giddens’s purpose in making this distinction is to offer a basis for his concept of the ‘double hermeneutic’ in which social scientists have to engage. Social scientists have the task, first of all, of ‘entering and grasping the frames of meaning involved in the production of social life by lay actors’ as well as the subsequent task of ‘reconstituting these within the new frames of meaning involved in technical conceptual schemes’ (Giddens 1976, p. 79). Natural scientists, he believes, do not have the same task to face. They merely construct a ‘theoretical metalanguage, a network in which the meaning of scientific concepts is tied-in to the meaning of other terms’. That is all they have to worry about. They are faced with a ‘single level of hermeneutic problems’. Social scientists are not so lucky. They have two interpretative levels to face. They must contend with a double hermeneutic. ‘There is a two-way connection between the language of social science and ordinary language’, writes Giddens (1979, p. 12). ‘The former cannot ignore the categories used by laymen in the practical organization of social life.’

Natural science, as Giddens sees it, can do what social science cannot do. It is able to ignore the categories used by people in everyday life and avoid or minimise ordinary language, using its own scientific metalanguage instead. The natural scientist comes to the task of studying nature with something of a tabula rasa.

Blaikie (1993, p. 36) warmly espouses these views of Giddens. He says that the natural scientist studies nature ‘as it were, from the outside’. The scientist then has ‘to invent concepts and theories to describe and explain’. Contrasting with this, in Blaikie’s view, is the study of social phenomena. Here we are talking about ‘a social world which people have constructed and which they reproduce through their continuing activities’ and which they are ‘constandy involved in interpreting’. ‘They develop meanings for their activities together’, concludes Blaikie. ‘In short, the social world is already interpreted before the social scientist arrives.’

How sustainable is this understanding of things?

Our discussion to this point suggests that our knowledge of the natural world is as socially constructed as our knowledge of the social world. The world of meaning into which we are bom is a world of trees as much as it is a world of kinship, law, finance or nationalism. Understanding of trees is not something we come to individually ‘in the course of our practical life’. As we have already considered, we are taught about trees. We learn that trees are trees and we learn what trees should mean to us. In infancy and childhood we learn the meaning of trees from the culture in which we are reared. Trees are given a name for us and, along with the name, all kinds of understandings and associations. They are a source of livelihood if the setting for our childhood is a logging town. They constitute a focal point of lively aesthetic pleasure if we grow up within an artists’ colony. They are the subject of deep reverence, fear perhaps, if we come to adulthood within an animist community. They may have very litde meaning at all if we come from a slum neighbourhood in which there are no trees.

So the natural scientist does not come to the study of trees with a clean slate. To be sure, scientists have to lay aside much of the baggage they bring with them so as to study trees in a ‘scientific’ manner. They come to view trees, or whatever other natural phenomena they happen to be studying, within a particular horizon. But their starting point, inevitably, is the everyday understanding abroad in their culture. Blaikie talks of scientists inventing concepts and theories to understand and explain natural phenomena. In fact, they bring many of the concepts and much of the theory with them to the task. The so-called theoretical metalanguage is not a language existing in itself, distinct from the language spoken in the streets. It is ordinary language adapted to serve a specific purpose. What Blaikie says of the social world is true of the natural world too: people develop meanings together and it is already interpreted before the scientist arrives.

The social world and the natural world are not to be seen, then, as distinct worlds existing side by side. They are one human world. We are bom, each of us, into an already interpreted world and it is at once natural and social.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Conformism or critique?

It would seem important to distinguish accounts of constmctionism where this social dimension of meaning is at centre stage from those where it is not. Using ‘constmctionism’ for the former and ‘constructivism’ for the latter has echoes in the literature, even if the terminology is far from consistent. For example, after referring to the objectivist view that the facts of the world exist independendy of us as observers, Schwandt (1994, p. 125) states that constmctivists ‘are deeply committed to the contrary view that what we take to be objective knowledge and truth is the result of perspective’. Constructivists, he adds, ‘emphasize the instrumental and practical function of theory construction and knowing’.

This constructivism is primarily an individualistic understanding of the constructionist position and Schwandt contrasts it with a genuinely social constructionism:

Kenneth and Mary Gergen also challenge the idea of some objective basis for knowledge claims and examine the process of knowledge construction. But, instead of focusing on the matter of individual minds and cognitive processes, they turn their attention outward to the world of intersubjectively shared, social constructions of meaning and knowledge. Acknowledging a debt to the phenomenology of Peter Berger and Alfred Schutz, Kenneth Gergen (1985) labels his approach ‘social constructionism’ because it more adequately reflects the notion that the world that people create in the process of social exchange is a reality sui generis.

Contrary to the emphasis in radical constructivism, the focus here is not on the meaning-making activity of the individual mind but on the collective generation of meaning as shaped by the conventions of language and other social processes. (1994, p. 127)

It would appear useful, then, to reserve the term constructivism for epistemological considerations focusing exclusively on ‘the meaning­making activity of the individual mind’ and to use constructionism where the focus includes ‘the collective generation [and transmission] of meaning’.

We might apply this distinction to the views of Giddens and Blaikie which we have just been discussing. In these terms, Giddens and Blaikie seem to have a constructivist view of scientific knowledge of the natural world but a constructionist view of scientific knowledge of the social world. The natural scientist constructs knowledge of the natural world by engaging with it in scientific mode, but the social world is already interpreted ‘before the social scientist arrives’. What our considerations to date support is a constructionist view of both.

Whatever the terminology, the distinction itself is an important one. Constructivism taken in this sense points up the unique experience of each of us. It suggests that each one’s way of making sense of the world is as valid and worthy of respect as any other, thereby tending to scotch any hint of a critical spirit. On the other hand, social constructionism emphasises the hold our culture has on us: it shapes the way in which we see things (even the way in which we feel things!) and gives us a quite definite view of the world. This shaping of our minds by culture is to be welcomed as what makes us human and endows us with the freedom we enjoy. For all that, there are social constructionists aplenty who recognise that it is limiting as well as liberating and warn that, while welcome, it must also be called into question. On these terms, it can be said that constructivism tends to resist the critical spirit, while constructionism tends to foster it.

Developing a critical spirit vis-a-vis our inherited understandings is no mean feat. For a start, there is the phenomenon of reification to be reckoned with. We tend to take ‘the sense we make of things’ to be ‘the way things are’. We blithely do that and, just as blithely, hand on our understandings as quite simply ‘the truth’. Understandings transmitted in this way and gaining a place in our view of the world take deep root and we find ourselves victims of the ‘tyranny of the familiar’. Inherited and prevailing understandings become nothing less than, in William Blake’s time-honoured phrase, ‘mind-forg’d manacles’.

Another aspect of the process can be described as sedimentation. Layers of interpretation get placed one upon another like levels of mineral deposit in the formation of rock. No longer is it a question of existential engagement with realities in the world but of building upon theoretical deposits already in place. In this way we become further and further removed from those realities, our sedimented cultural meanings serving as a barrier between us and them. For this reason, Ortega y Gasset describes inherited and prevailing meanings as ‘masks’ and ‘screens’ (1963, pp. 59-63) and warns us that, instead of engaging with the world, we find ourselves ‘living on top of a culture that has already become false’ (1958, p. 100).

Culture, the purest product of the live and the genuine, since it comes out of the fact that man feels with an awful anguish and a burning enthusiasm the relendess needs of which his life is made up, ends by becoming a falsification of that life …

Thanks to culture, man has gotten away from himself, separated himself from himself; culture intervenes between the real world and his real person. (Ortega y Gasset 1958, pp. 99-101)

Kurt Wolff agrees: our received notions blind us to reality (1989, p. 326). For Gabriel Marcel they are ‘closed systems in which thought imprisons us’ (1964, p. 35). John Wild, using the same metaphor, speaks of our ‘imprisonment in a world of our own construction’ (1955, p. 191).

As we shall see in the next chapter, it is awareness of this restrictiveness inherent in cultural understandings that drives the phenomenological endeavour to go ‘back to the things themselves’.

The critical tradition, encountered today most markedly in what we know as critical theory, is even more suspicious of the constructed meanings that culture bequeaths to us. It emphasises that particular sets of meanings, because they have come into being in and out of the give- and-take of social existence, exist to serve hegemonic interests. Each set of meanings supports particular power structures, resists moves towards greater equity, and harbours oppression, manipulation and other modes of injustice and unfreedom.

Not everyone acknowledges the restrictive and oppressive aspects of our cultural inheritance. Many rest content with celebrating the boon without recognising the burden. For some, in fact, the social origin of our ways of understanding the world and living within it is enough to guarantee their objectivity and validity. Nurse researcher Patricia Benner writes in this vein:

No higher court for the individual exists than meanings or self­interpretations embedded in language, skills, and practices. No laws, structures, or mechanisms offer higher explanatory principles or greater predictive power than self-interpretations in the form of common meanings, personal concerns, and cultural practices shaped by a particular history. (1985, p. 5)

Such an optimistic reading of culture stands in sharp contrast to the suspicion of culture found in the critical tradition and in large segments of the phenomenological movement. John Brenkman draws our attention to the ‘resdess consciousness . .. that senses in every work of culture the fact and the effects of social domination’ (1987, p. 3). Here Brenkman is expressly reflecting the attitude of Walter Benjamin. Benjamin’s own language (1969, p. 256) is even more trenchant: There is no document of civilization which is not at the same time a document of barbarism’.

Already we are seeing the bifurcation that occurs within constructionist social science and in research emanating from it. We shall be exploring the interpretivist paradigm in the next two chapters. Notwithstanding the critique immanent in some hermeneutics and central to the traditional phenomenological movement, interpretivism is overwhelmingly oriented towards an uncritical exploration of cultural meaning. In contrast, critical theory, along with many streams of feminist

and postmodernist research, invites us to a much more critical stance.

This tension within constructionist research reflects its tortuous history.

The term ‘constructionism’, particularly ‘social constructionism’, derives largely from the work of Karl Mannheim (1893-1947) and from Berger and Luckmann’s The Social Construction of Reality (1967). The ensuing development took the form of a ‘sociology of knowledge’. Nevertheless, the idea already had a long history when Mannheim, Berger and Luckmann took it up and can be found, for example, in both Hegel and Marx.

Marx’s premise is to the effect that ideology is linked to the economic ‘base’ of society. Those who own the means of production in any society have the power to effect the kind of consciousness that obtains in that society. In his 1859 Preface to a Contribution to the Critique of Political Economy, Marx insists:

The totality of these relations of production constitutes the economic structure of society—the real foundation, on which legal and political superstructures arise and to which definite forms of social consciousness correspond. The mode of production of material life determines the general character of the social, political, and spiritual processes of life. It is not the consciousness of men that determines their being, but, on the contrary, their social being determines their consciousness. (1961, p. 67)

Social being determines consciousness. Marx’s focus on economic power imbues his maxim with a note of radical critique. This critical spirit continues in the phenomenological movement emerging around the turn of the twentieth century. Of this movement Franz Brentano was the precursor, Edmund Husserl the founder, and Martin Heidegger an eminent exponent. Thoroughly imbued with—indeed, predicated upon— the spirit of social constructionism, the phenomenological movement declared itself from the start a philosophy of radical criticism, albeit with none of the economic determinism with which orthodox Marxism is so often charged. Phenomenology became existentialist in purpose and orientation after it was taken up by Ortega y Gasset, a self-professed existentialist (O’Connor 1979, p. 59) and Heidegger, who consistendy denied that he was existentialist but presented human beings in existentialist terms for his own purposes. Existential phenomenology, spearheaded in France by Jean-Paul Sartre and Maurice Merleau-Ponty, is militantly anti-objectivist and thoroughly constructionist.

The critical thrust of constructionism was also maintained with vigour in parallel developments on the other side of the Adantic. The early exponents of American pragmatism—Charles Sanders Peirce, William James and John Dewey—were constructionist and critical. Unfortunately, pragmatism came to be popularised in forms that may have left it constructionist but effectively obscured its critical character. So effectively, and so quickly, was this accomplished that at various points the earlier pragmatists themselves came to be charged with the sins of their followers.

Thus we find Lewis Mumford describing the pragmatism of James and Dewey as an ‘attitude of compromise and accommodation’—as ‘pathetic’ acquiescence, even (1950, pp. 39, 49). Social critic Randolph Bourne, himself a pragmatist and an associate of Dewey, similarly deplores the uncritical character he sees pragmatism assuming in his contemporaries, including his erstwhile mentor. He wants pragmatism’s openness, optimism and progressivism to be tested ‘inch by inch’. It is not enough, Bourne claims, merely to clarify the values we hold. We ‘must rage and struggle until new values come out of the travail’ (Bourne 1977, p. 345). In Bourne’s view, as Walzer makes clear (1989, p. 58), ‘mere eagerness for action and effectiveness, the realist’s search for “influence”, is a vulgar pragmatism’. Mumford too looks for ‘the values that arise out of vision’ and deplores the inability of a pragmatism like Dewey’s ‘to recognize the part that vision must play’. The lack of vision and the consequent lack of values mean ‘a maceration of human purposes’, Mumford claims (1950, p. 48). ‘We are living on fragments of the old cultures, or on abortions of the new.’

Bourne made his comments in the context of the United States’ entry into World War I. Much later, during World War II, Frankfurt School theorist Max Horkheimer accused pragmatism of being ineffective and accommodating even vis-a-vis the Holocaust. Horkheimer directed this 1944 diatribe at Dewey in particular, as the source of the ‘most radical and consistent form of pragmatism’ (1974, p. 48). According to Ross Posnock, Horkheimer succeeded in ‘creating a rift that has reified into a general assumption among historians that pragmatism and critical theory are irreconcilable’ (1991, p. 79).

These charges against pragmatism are harsh and, insofar as they are levelled against the founders of pragmatism, betray a simplistic and distorted reading of pragmatism. Still, it needs to be noted that many followers of Peirce, James and Dewey have themselves been simplistic and distorting in what they put forward in the name of pragmatism. In their case, allegations of conformism and compromise can be said to be well founded. It must also be said that the rhetoric of some of the earlier pragmatists readily lent itself to misinterpretation.

One of the great names in the history of pragmatism is philosopher and social psychologist George Herbert Mead (1863-1931). It is from the thought of Mead that symbolic interactionism was bom. Symbolic interactionism is pragmatism in sociological attire. In Mead’s thought every person is a social constmction. We come to be persons in and out of interaction with our society. The ‘Me’—the self as constmcted via the ‘generalised other’—plays a central role in the process. Mead’s social behaviourism embodies a thoroughly social point of view. In the Meadian analysis, human behaviour is social in origin, shaped by social forces, and permeated by the social even in its biological and physical aspects. Consequendy, Mead wants us to ‘see the world whole’. Our ability to do that is developed socially through ‘entering into the most highly organized logical, ethical, and aesthetic attitudes of the community’ and coming to recognise ‘the most extensive set of interwoven conditions that may determine thought, practice, and our fixation and enjoyment of values’ (Mead 1964, p. 337). While Mead’s thought is carefully nuanced, it has proved only too easy for his followers to slip from this account of the social genesis of the self to the grateful, unquestioning stance towards culture adopted by most interpretivist researchers today.

Here, then, is the dichotomy we discover within constmctionist research. Whatever Mead’s own thought, the symbolic interactionism that derives from him envisages a world far removed from that of critical inquirers. The world of the symbolic interactionist, like that of pragmatism as commonly conceived, is a peaceable and certainly growthful world. It is a world of intersubjectivity, interaction, community and communication, in and out of which we come to be persons and to live as persons. As such, it contrasts with the world that the critical theorist addresses. The world of the critical theorist is a batdeground of hegemonic interests. In this world there are striking disparities in the distribution of power: some people have dominant power; others have far less power; most have no power at all. This is a world tom apart by dynamics of oppression, manipulation and coercion. Research methodologies basing themselves on the one and the other of these two envisaged worlds will be very different methodologies addressing very different purposes.

It may need to be re-emphasised that the chasm in constmctionist thought being pinpointed here is between the critical approach and popularised versions of pragmatism. In its origins and its high points, pragmatism has more than enough in common with both phenomenology and critical theory for fruitful dialogue to take place. There are signs that a dialectic of this kind is emerging.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Realism and relativism

Social constructionism is at once realist and relativist.

To say that meaningful reality is socially constructed is not to say that it is not real. As we have noted earlier, constructionism in epistemology is perfecdy compatible with a realism in ontology—and in more ways than one.

Stanley Fish underlines the reality of our social constructions when commenting publicly on the so-called Sokal Affair of 1996.8 It is no contradiction, Fish points out in the New York Times (21 May 1996), to say that something is socially constructed and also real. He draws an example from baseball. ‘Balls’ and ‘strikes’ are certainly socially constructed. They exist as such because of the rules of the game. Yet they are real. Some people are paid as much as $3.5 million to produce them or prevent their production! They are constructions, and may change in their nature tomorrow if the powers-that-be decide to change the rules, but they are real, nonetheless.

Accordingly, those who contrast ‘constructionism’ and ‘realism’ are wide of the mark. Realism should be set, instead, against idealism. Idealism, we have already noted, is the philosophical view that what is real is somehow confined to what is in the mind, that is, it consists only of ‘ideas’ (to use the word employed by Descartes and his contemporaries). Social constructionism does not confine reality in this way.

Secondly, we should accept that social constructionism is relativist. What is said to be ‘the way things are’ is really just ‘the sense we make of them’. Once this standpoint is embraced, we will obviously hold our understandings much more lighdy and tentatively and far less dogmatically, seeing them as historically and culturally effected interpretations rather than eternal truths of some kind. Historical and cross-cultural comparisons should make us very aware that, at different times and in different places, there have been and are very divergent interpretations of the same phenomena.

A certain relativism is in order, therefore. We need to recognise that different people may well inhabit quite different worlds. Their different worlds constitute for them diverse ways of knowing, distinguishable sets of meanings, separate realities.

At the very least, this means that description and narration can no longer be seen as straightforwardly representational of reality. It is not a case of merely mirroring ‘what is there’. When we describe something, we are, in the normal course of events,9 reporting how something is seen and reacted to, and thereby meaningfully constructed, within a given community or set of communities. When we narrate something, even in telling our very own story, it is (again in the normal course of events) the voice of our culture—its many voices, in fact—that is heard in what we say. A consideration of central importance, surely. Yet not all approaches to social inquiry and analysis professing to be constructionist have been equally successful in keeping it in view.

It has become something of a shibboleth for qualitative researchers to claim to be constructionist or constructivist, or both. We need to ensure that this is not just a glib claim, a matter of rhetoric only. If we make such a claim, we should reflect deeply on its significance. What does it mean for our research to be constructionist and constructivist? What implications does being constructionist/constructivist hold?

Important questions these. Being constructionist/constructivist has crucial things to say to us about many dimensions of the research task. It speaks to us about the way in which we do research. It speaks to us about how we should view its data.

We will do well to listen.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Interpretivism: for and against culture

In the schema presented in the Introduction, the first column is headed ‘Epistemology’. Objectivism, which we have related to positivism and post-positivism, and constructionism, which we dealt with in the last chapter, are examples of epistemological positions encountered within the field of social research. As stated already, we shall encounter examples of a more subjectivist epistemology when we come to postmodernism. Now, however, we are returning to our second column, already visited in our discussion of positivism, and will concern ourselves with further theoretical perspectives embedded within research methodologies.

‘Theoretical perspective’ is being taken here to mean the philosophical stance lying behind a methodology. The theoretical perspective provides a context for the process involved and a basis for its logic and its criteria. Another way to put it is to say that, whenever one examines a particular methodology, one discovers a complexus of assumptions buried within it. It is these assumptions that constitute one’s theoretical perspective and they largely have to do with the world that the methodology envisages. Different ways of viewing the world shape different ways of researching the world.

The theoretical perspective considered in this chapter—interpretivism —emerged in contradistinction to positivism in attempts to understand and explain human and social reality. As Thomas Schwandt puts it (1994, p. 125), ‘interpretivism was conceived in reaction to the effort to develop a natural science of the social. Its foil was largely logical empiricist methodology and the bid to apply that framework to human inquiry’.

A positivist approach would follow the methods of the natural sciences and, by way of allegedly value-free, detached observation, seek to identify universal features of humanhood, society and history that offer explanation and hence control and predictability. The interpretivist approach, to the contrary, looks for culturally derived and historically situated interpretations of the social life-world.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Roots of interpretivism

Interpretivism is often linked to the thought of Max Weber (1864— 1920), who suggests that in the human sciences we are concerned with Verstehen (understanding). This has been taken to mean that Weber is contrasting the interpretative approach (Verstehen, understanding) needed in the human and social sciences with the explicative approach (Erklaren, explaining), focused on causality, that is found in the natural sciences. Hence the emphasis on the different methods employed in each, leading to the clear (though arguably exaggerated) distinction found in the textbooks between qualitative research methods and quantitative research methods. However, discussion of whether methods used in the human and social sciences ought to differ from those of the natural sciences predates Weber’s concern with the issue.

Wilhelm Dilthey (1833-1911) does, indeed, contrast Verstehen and Erklaren. He proposes that natural reality and social reality are in themselves different kinds of reality and their investigation therefore requires different methods.

Neo-Kantian philosophers Wilhelm Windelband (1848-1915) and Heinrich Rickert (1863-1936), while rejecting the notion that there is some kind of real distinction between natural reality and social reality, accept that there is a logical distinction, one posited by the mind, between the two. One implication this bears is that, in studying one and the other, we have different purposes in view. In the case of nature, science is looking for consistencies, regularities, the ‘law’ (nomos) that obtains. In the case of human affairs—in historical studies, for instance —we are concerned with the individual (idios) case. So Windelband talks of natural science seeking what is nomothetic and the human and social sciences seeking what is idiographic. For his part, Rickert talks of a generalising method (in the natural sciences) over against an individualising method (in the human and social sciences). Thus, a distinction is made between the natural sciences, which seek to establish general laws, and the cultural sciences, which isolate individual phenomena in order to trace their unique development.

What about Weber, then? On the one hand, he agrees with Windelband and Rickert in rejecting Dilthey’s real distinction between natural reality and social reality and positing only a logical distinction between them. On the other hand, Weber does not feel that this necessitates the use of different methods in researching these two realms of being.

As Weber sees it, both the natural sciences and the human and social sciences may be concerned at any given time with either the nomothetic or the idiographic Uniqueness and historicity are manifest in nature as well as humanity, while general covering laws may explain human behaviour as well as natural phenomena. Sociology can be found to engage in empirical research to discover what regularly occurs, while biology or astronomy may sometimes study unique aspects of particular phenomena. Weber holds, then, that the one scientific method should apply to these two forms of science and should cater for both nomothetic and idiographic inquiry.

Admittedly, the natural sciences are primarily concerned with the nomothetic and the human or social sciences primarily with the idiographic. This establishes a different orientation in the one area and the other. Our interest in the social world tends to focus on exacdy those aspects that are unique, individual and qualitative, whereas our interest in the natural world focuses on more abstract phenomena, that is, those exhibiting quantifiable, empirical regularities. This, however, is a matter of interest rather than something the nature of the science in question specifically calls for. For his part, Weber looks for empirical validation of any claims made in the social arena and spends the best part of a lifetime attempting to elaborate a methodology that will enable him to verify claims in this way.

To be sure, Weber’s Verstehen sociology locates the study of society in the context of human beings acting and interacting.

Interpretative sociology considers the individual and his action as the basic unit, as its ‘atom’ … In this approach the individual is also the upper limit; and the sole carrier of meaningful conduct… In general, for sociology, such concepts as ‘state’, ‘association’, ‘feudalism’, and the like, designate certain categories of human interaction. Hence it is the task of sociology to reduce these concepts to ‘understandable’ action, that is without exception, to the actions of participating men. (Weber 1970, p.55)

Here Weber is expressing the need to focus social inquiry on the meanings and values of acting persons and therefore on their subjective ‘meaning-complex of action’. Nevertheless, he defines sociology as ‘a science which attempts the interpretive understanding of social action in order thereby to arrive at a causal explanation of its course and effects’ (1968, p. 3). Sociology’s ‘concepts and generalizations are fashioned on the premise that it can claim to make a contribution to the causal explanation of some historically and culturally important phenomenon’ (Weber 1962, p. 51).

Causal! This hardly squares with the position of those who claim to stand in the line of Weber’s Verstehen but take it to have no interest in causality and contrast it with the Erklaren approach that does. ‘Interpretivism’, says Silverman (1990, p. 126), ‘rests on the emphatic denial that we can understand cultural phenomena in causal terms’. If that is the case, the interpretivism Silverman is speaking of is far removed from Weber’s. Weber certainly is interested in causes. He wants to explain as well as understand. He writes (1962, pp. 35, 40) of ‘explanatory understanding’ and a ‘correct causal interpretation of a concrete course of behavior’. Nowak, in fact, goes so far as to claim that, for Weber, ‘Verstehen is a method of explaining and of explaining only’ (in Weiss 1986, p. 68).

Going so far may be going too far, all the same, and, in citing Nowak, Weiss feels the need for further distinction. ‘Perhaps a better way of saying this would be that Verstehen is “for the purpose of explanation’” (Weiss 1986, p. 68). Certainly, Weiss’s account accords better with Weber’s own definition of sociology. For Weber, as far as human affairs are concerned, any understanding of causation comes through an interpretative understanding of social action and involves an explanation of relevant antecedent phenomena as meaning-complexes. This role ascribed to Verstehen implies a difference in outcome in comparison with the natural sciences. As Weber sees it, the causation that the social scientist seeks to clarify is at best ‘adequate’ rather than ‘necessary’. He is ready to ‘consider an interpretation of a sequence of events to be causally adequate, if on the basis of past experience it appears probable that it will always occur in the same way’ (1962, p. 39).

As already suggested, it is Weber’s contention that, in any scientific study of society, Verstehen has to be substantiated by empirical evidence. He has a passion for empirical knowledge and stresses the need for scientifically valid historical and social data. Weber’s philosophy, Lewis assures us, is ‘an empiricist venture’.

It was as strictly an empirical sociology as academic philosophy was speculative. For it attempted to establish a science of social fact, and to use an appropriate methodology devised for historico-political material rather than for the natural sciences, a methodology which would describe and classify historical and social facts schematically and deduce experimentally the laws-system of society. (Lewis 1975, p. 39)

Weber finds the centrepiece of this ‘appropriate methodology’ in what he calls the ideal type. This is his principal diagnostic tool, a heuristic device for the precise purpose of amassing empirical data. It seeks to subject social behaviour, for all its subjective dimension, to the scientific need for the empirical verification of all knowledge.

Using the word ‘tool’ to describe Weber’s ideal type points up the important fact that it is something the social scientist makes up. It is not something found through an analysis of what is real. Weber (1949, pp. 90-4) calls his ideal types conceptual or mental constructs. They involve imagination, he tells us, and they are Utopian in nature. What the ideal type embodies is the ‘pure case’, with no admixture of fortuitous and confusing features. As such, it never exists in reality, but can serve as a useful model to guide the social inquirer in addressing real-life cases and discerning where and to what extent the real deviates from the ideal. It reveals, Weber tells us (1970, p. 323), what is ‘possible and “adequate”’.

Weber sets strict limits to the use of his ideal types. He believes that ideal-type methodology is applicable only to social behaviour that can be described as ‘rational goal-oriented conduct’ and not to ‘rational value- oriented conduct’, ‘affectual conduct’, or ‘traditionalist conduct’. What is being studied by way of the ideal type is the outcome of persons acting under a common motivation and choosing suitable means to the ends they have in view. It is only in regard to such rational goal-oriented conduct that we can take stock of empirical data according to preconceived rational criteria implicidy accepted by both actor and observer.

Alfred Schutz (1899-1959) is very taken with Weber’s ideal-type methodology. Schutz attempts to ground it philosophically and develop it further by way of his own ‘second-order’ constructs, which he refers to as ‘puppets’ or homunculi (1973, p. 255). Like Weber, and the similarly minded scholars who preceded him from Dilthey on, Schutz strives to harmonise the idiographic with the nomothetic and make possible a study of human affairs that can be said to be rigorously scientific. It was this very concern that launched the Verstehen approach in the first place.

In more recent times, interpretivism seems to have largely cut itself loose from these traditional moorings. While continuing to trace its lineage back to Weber and his call for ‘understanding’ and ‘interpretation’, the Verstehen approach has not maintained his passion for empirical verification or his concern to explain in causal terms. In most instances, it has accepted what Weber refused to accept, that is, that the human and social sciences require methods essentially different from those of the natural sciences. It is usually not easy to discern the basis for this demand of different methods. Often without thematising the issue, interpretative researchers seem to evince either Dilthey’s hard and fast distinction between the subject matter of these two areas of science or at least Windelband’s and Rickert’s ‘distinction of reason’ along with the nomothetic/idiographic divide to which these distinctions lead. Blaikie, for one, writes of the ‘fundamental difference between the subject matters of the natural and social sciences’ (1993, p. 36). Hence the widespread espousal of quantitative research methods in the one and very different qualitative research methods commonly found in the other.

For all that, studies of the natural world and the social world have come closer together. This has been largely due to the development pointed up in Chapter 2, namely, the recognition by many thinkers that positivist science’s age-old claims to certitude and objectivity cannot be sustained and that the findings of natural science are themselves social constructions and human interpretations, albeit a particular form of such constructions and interpretations.

What we understand today as the Verstehen or interpretivist approach to human inquiry has appeared historically in many guises. It will be useful to consider three historical streams that have borne it along. In their historical order of appearance, these are hermeneutics, phenomenology, and symbolic interactionism. It will suit our purposes to reverse the order.

We will consider symbolic interactionism and phenomenology in the remainder of this chapter. These contrast with each other quite sharply in their attitude towards culture as our inherited meaning system. Symbolic interactionism explores the understandings abroad in culture as the meaningful matrix that guides our lives. Phenomenology, however, treats culture with a good measure of caution and suspicion. Our culture may be enabling but, paradoxically, it is also crippling. While it offers us entree to a comprehensive set of meanings, it shuts us off from an abundant font of untapped significance.

For culture and against culture, then. Two very different traditions. As researchers, we learn from both.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Symbolic interactionism

Symbolic interactionism offers what is very much an American perspective on life, society and the world. As already noted when discussing constructionism, it stems from the thought of pragmatist philosopher and social psychologist George Herbert Mead. Mead’s teaching, which extended over a period of almost 40 years, principally at the University of Chicago, is encapsulated in a posthumous work, Mind, Self and Society (1934). This book was compiled by grateful students from papers Mead had left and lecture notes they had accumulated. It is to one student in particular, Herbert Blumer, that most credit must go for the impact Mead’s thought has had in the realm of sociology.

In a much-cited formulation, Blumer (1969, p. 2) enunciates three basic interactionist assumptions:

  • ‘that human beings act toward things on the basis of the meanings that these things have for them’;
  • ‘that the meaning of such things is derived from, and arises out of, the social interaction that one has with one’s fellows’;
  • ‘that these meanings are handled in, and modified through, an interpretive process used by the person in dealing with the things he encounters’.

To do them justice, these tenets need to be set against the backdrop of pragmatist philosophy, for the pragmatism informing Mead’s social psychology and Blumer’s sociology remains a significant dimension of symbolic interactionism today.

1. Pragmatist philosophy

Within pragmatism, the quintessentially American philosophy, we find diverse streams. There are, one has to say, many pragmatisms. For all that, pragmatist approaches display a number of common characteristics, even if attempts to articulate these characteristics, as in Rescher’s generalised account here, tend to reflect a popularised view of pragmatism rather than the careful nuances of its founders:

The characteristic idea of philosophical pragmatism is that efficacy in practical application—the issue of ‘which works out most effectively’— somehow provides a standard for the determination of truth in the case of statements, Tightness in the case of actions, and value in the case of appraisals. (1995, p. 710)

Pragmatism derives, in the first instance, from the work of Charles Sanders Peirce. In launching his pragmatism, Peirce was seeking a critical philosophy. He insisted (1931-58, vol. 5, p. 9) that ‘pragmatism is not a Weltanschauung but it is a method of reflexion having for its purpose to render ideas clear’.10 Peirce went on to develop his own version of phenomenology—‘phaneroscopy’ he came to call it in the end —independently of the acknowledged founder of phenomenology, Edmund Husserl. Peirce looked to determine the elemental categories present to the mind in their ‘Firstness’ or qualitative immediacy. In doing so, Peirce was, to a significant degree, paralleling the phenomenologists’ efforts to delineate phenomena encountered in immediate experience (Spiegelberg 1981).

Peirce’s work remained largely unknown, and certainly unacknowledged, until pragmatism became popular through the work of William James some years later. John Dewey had already been involved with pragmatism for many years and it was the James/Dewey version that now came to the fore. Peirce, unhappy with the turn pragmatism had taken, began to call his own approach ‘pragmaticism’ instead. This, he hoped, would prove sufficiendy ugly a term to discourage any would-be kidnappers!

What had happened to the pragmatism launched by Peirce that led him to disown it? Well, for one thing, it was far less critical. As we have already seen in discussing constructionism, some have gone so far as to accuse James’s and Dewey’s versions of pragmatism of being totally uncritical. While, in the case of James and Dewey, this appears to rest on a gross misreading, the allegation can certainly be sustained when levelled at the pragmatism that developed later. Pragmatism did become essentially an uncritical exploration of cultural ideas and values in terms of their practical outcomes. Even in James and Dewey, the authentic meaning of ideas and values is linked to their outcomes and therefore to the practices in which they are embedded. Pragmatism, says William James (1950, p. 15), is the ‘attitude of looking away from first things, principles, “categories”, supposed necessities; and of looking towards last things, fruits, consequences, facts’.

When it is maintained that conceptualization is purposive [Peirce], or that thought is teleological Qames], or that ideas are instruments [Dewey], the methodological principle these doctrines suggest is that the analysis of meanings (of signs, i.e., ideas, concepts, statements) is an analysis of certain kinds of action in certain contexts . . . For the pragmatist, therefore, meaning has reference, if sometimes only remotely so, to the ordinary situations and conditions in which actions occur. (Thayer 1968, p. 429)

In this understanding of things, experience and culture come to be almost interchangeable terms. Seeking the meaning of experience becomes an exploration of culture. Dewey once remarked that he would have avoided many misunderstandings if he had used the word ‘culture’ instead of ‘experience’ (in Thayer 1968, p. 173, n.28).

The view of culture and society that pragmatism came to adopt is essentially optimistic and progressivist. The pragmatist world is a world to be explored and made the most of, not a world to be subjected to radical criticism. Horkheimer describes pragmatists as ‘liberal, tolerant, optimistic’ and believes, in fact, that pragmatists cannot deal with the possibility that, at a given historical moment, ‘truth might. . . turn out to be completely shocking to humanity’ (1974, p. 51). ‘Increasingly’, writes Horowitz (1966, p. 29), ‘pragmatism came to stand for acquiescence in the social order’. Mary Rogers describes what emerged as a ‘pragmatic- naturalist philosophy which focuses on the nature and genesis of a shared world, intersubjectivity, and communication’ (1981, p. 140).

This, to be sure, is the focus found in the work of Dewey’s associate, George Herbert Mead, through whose thought pragmatism enters sociology in the form of symbolic interactionism.

2. FROM MEAD TO ETHNOGRAPHY

As we have noted, Mead attributes our very personhood to social forces that shape us and our behaviour. ‘A person’, Mead says (1934, p. 162), ‘is a personality because he belongs to a community, because he takes over the institutions of that community into his own conduct’. This certainly puts the spodight on the practices found in any given culture as the very source of personhood. For Mead (1934, p. 7), ‘the whole (society) is prior to the part (the individual)’. We owe to society our very being as conscious and self-conscious entities, for that being arises from a process of symbolic interaction—interaction, that is to say, by way of significant gestures.

Only in terms of gestures as significant symbols is the existence of mind or intelligence possible; for only in terms of gestures which are significant symbols can thinking—which is simply an internalized or implicit conversation of the individual with himself by means of such gestures—take place. (Mead 1934, p. 47)

To ‘enter the attitudes of the community’ and ‘take over the institutions of the community’, as Mead argues we inevitably do in our emergence into personhood, we must be able to take the role of others. We have to see ourselves as social objects and we can only do that through adopting the standpoint of others. The process begins in childhood, Mead teaches us. It starts with early imitative acts and proceeds via play (in which children act out the role of others) and games (in which children have to put themselves in the place of others and think about how others think and act). With games the child starts to think in terms of the ‘generalised other’. Later this generalised other will be related to broader social institutions.

Here we find emerging a central notion of symbolic interactionism; the putting of oneself in the place of the other. Coser stresses this point:

Mead must be credited alongside Cooley and other pragmatists with having been instrumental in stressing the need for always considering situations from the point of view of the actor. For him, just as for Weber, when the sociologist refers to meaning, it is to the subjective meaning actors impute to their actions. (1971, p. 340)

In symbolic interactionism as a theoretical perspective informing methodologies for social research, this notion remains pivotal, as numerous commentators attest:

Methodologically, the implication of the symbolic interactionist perspective is that the actor’s view of actions, objects, and society has to be studied seriously. The situation must be seen as the actor sees it, the meanings of objects and acts must be determined in terms of the actor’s meanings, and the organization of a course of action must be understood as the actor organizes it. The role of the actor in the situation would have to be taken by the observer in order to see the social world from his perspective. (Psathas 1973, pp. 6-7)

Some interpretive sociologists—those identified as ‘symbolic interactionists’ for example—are content to operate with a relatively naive set of assumptions about how we come to know about social phenomena. They are prepared to accept the meanings that the actors attribute to social phenomena at face value, and proceed to erect their systematic interpretations on these foundations. This implies that the sociological observer must exercise sufficient discipline on himself to ensure that it is indeed the actors’ meanings that are recorded in his notebook and not merely his own. (Mitchell 1977, pp. 115-16)

Methodologically, symbolic interactionism directs the investigator to take, to the best of his ability, the standpoint of those studied. (Denzin 1978, P. 99)

This role taking is an interaction. It is symbolic interaction, for it is possible only because of the ‘significant symbols’—that is, language and other symbolic tools—that we humans share and through which we communicate. Only through dialogue can one become aware of the perceptions, feelings and attitudes of others and interpret their meanings and intent. Hence the term ‘symbolic interactionism’ (though it is a term that Mead himself never used).

Given the emphasis on putting oneself in the place of the other and seeing things from the perspective of others, it is not surprising that symbolic interactionism should take to its bosom the research methodology developed within cultural anthropology, that is, ethnography. American cultural anthropology was shaped most decisively by Franz Boas, whose experience in studying Arctic Eskimos is said to have turned him from a scientist’s view of cognition to an historian’s view of culture. Cultures, as Boas comes to see them, are irreducible and incomparable. Through Boas’s influence, cultural relativism succeeded in dominating                                                                               American anthropology, accompanied by a strong rejection of all ethno-centrism (Bloch 1983, pp. 124-8). Culture is not to be called into question; it is not to be criticised, least of all by someone from another culture. Instead, one is to observe it as closely as possible, attempt to take the place of those within the culture, and search out the insider’s perspective. Herein lies the origin of ethnography, born to anthropology but adopted (and adapted) by sociology.

For ethnography, then, as for the symbolic interactionism that now commonly forms its matrix, the notion of taking the place of the other is central.

. . . ethnography is a form of research in which the social settings to be studied, however familiar to the researcher, must be treated as anthropologically strange; and the task is to document the culture—the perspectives and practices—of the people in these settings. The aim is to ‘get inside’ the way each group of people sees the world. (Hammersley 1985, p. 152)

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Phenomenology

Phenomenology, in itself, is a simple enough concept. The phenomenological movement was launched under the batde cry of ‘Back to the things themselves!’. The ‘things themselves’, as phenomenologists understand the phrase, are phenomena that present themselves immediately to us as conscious human beings. Phenomenology suggests that, if we lay aside, as best we can, the prevailing understandings of those phenomena and revisit our immediate experience of them, possibilities for new meaning emerge for us or we witness at least an authentication and enhancement of former meaning (Crotty 1996a).

This line of thought presumes that there are ‘things themselves’ to visit in our experience, that is, objects to which our understandings relate. That there are indeed such objects is what the notion of intentionality proclaims and it lies at the heart of phenomenology. Husserl (1931, p. 245) describes intentionality as ‘a concept which at the threshold of phenomenology is quite indispensable as a starting-point and basis’. Natanson (1973, p. 103) calls it ‘the axis of phenomenology’.

We have been introduced to intentionality in considering constructionism. It denotes the essential relationship between conscious subjects and their objects. Consciousness is always consciousness of something. An object is always an object for someone. The object, in other words, cannot be adequately described apart from the subject, nor can the subject be adequately described apart from the object. From a more existentialist viewpoint, intentionality bespeaks the relationship between us as human beings and our world. We are beings-in-the-world. Because of this, we cannot be described apart from our world, just as our world—always a human world—cannot be described apart from us.

We might recall at this point the distinction we made between constructivism and constructionism. Constructivism describes the individual human subject engaging with objects in the world and making sense of them. Constructionism, to the contrary, denies that this is what actually happens, at least in the first instance. Instead, each of us is introduced directly to a whole world of meaning. The melange of cultures and sub-cultures into which we are bom provides us with meanings. These meanings we are taught and we leam in a complex and subde process of enculturation. They establish a tight grip upon us and, by and large, shape our thinking and behaviour throughout our lives.

Our cultural heritage can therefore be seen as pre-empting the task of meaning making so that, for the most part, we simply do not do what constructivism describes us as doing. Phenomenology, however, invites us to do it. It requires us to engage with phenomena in our world and make sense of them direcdy and immediately. What about the understandings we are already saddled with? These we have to ‘bracket’ to the best of our ability and let the experience of phenomena speak to us at first hand (Crotty 1996b). Thus, we find phenomenologists talking about ‘primordial phenomena’, the ‘immediate, original data of our consciousness’, the ‘phenomena in their unmediated and originary manifestation to consciousness’. Big words, some of them, but they refer to what we directly experience; that is, the objects of our experience before we start thinking about them, interpreting them or attributing any meaning to them. These are the things themselves.

That phenomenology requires us to place our usual understandings in abeyance and have a fresh look at things has been driven home to us by phenomenologist after phenomenologist.

  • Phenomenology invites us to ‘set aside all previous habits of thought, see through and break down the mental barriers which these habits have set along the horizons of our thinking … to learn to see what stands before our eyes’ (Husserl 1931, p. 43).
  • Phenomenology is ‘a return to the unadulterated phenomena’ and an ‘unusually obstinate attempt to look at the phenomena and to remain faithful to them before even thinking of them’ (Spiegelberg 1982, pp. 680, 717).
  • Phenomenology ‘exhorts a pristine acquaintance with phenomena unadulterated by preconceptions: it encourages the inquirer to sustain an intuitive grasp of what is there by “opening his eyes”, “keeping them open”, “looking and listening”, “not getting blinded’” (Heron 1992, p. 164).
  • ‘Phenomenology asks us not to take our received notions for granted .. to call into question our whole culture, our manner of seeing the world and being in the world in the way we have learned it growing up’ (Wolff 1984, p. 192).
  • ‘It is the task of phenomenology … to make us conscious of what the world was like before we learned how to see it’ (Marton 1986, p. 40).
  • Phenomenology is an ‘attempt to recover a fresh perception of existence, one unprejudiced by acculturation’ (Sadler 1969, p. 377).

In this same vein, Merleau-Ponty tells us (1962, p. xiv) that ‘in order to see the world and grasp it as paradoxical, we must break with our familiar acceptance of it’. The outcome, he assures us, is ‘nothing but the unmotivated upsurge of the world’. It is as if Merleau-Ponty sees the world as a seething cauldron of potential meaning that is held down by our received notions. Once phenomenology ‘slackens the intentional threads which attach us to the world’, we experience the upsurge and can ‘watch the forms of transcendence fly up like sparks from a fire’ (1962, p. xiii). Merleau-Ponty employs yet another metaphor—the blossoming of wild flowers. Our phenomenological endeavour to break with inherited understandings ‘awakens a wild-flowering world and mind’. ‘This renewal of the world’, Merleau-Ponty assures us (1964, p. 181), ‘is also mind’s renewal, a rediscovery of that brute mind which, untamed by any culture, is asked to create culture anew’.

Lying behind this attempt to put our culturally derived meanings in abeyance and renew culture in this radical fashion is a deeply rooted suspicion of culture and the understandings it imposes on us. * Phenomenology is much more than a suspension of assumptions. The phenomenological reduction is a change of attitude that throws suspicion on everyday experiences’ (Armstrong 1976, p. 252).

Why be suspicious of culture? Surely we owe it our very humanness. Phenomenologists are happy to acknowledge that debt. They recognise that it is culture that allows us to emerge from our immediate environment and reflect upon it. They agree that it is because of culture —our symbols, our meaning systems—that we know our past and can plan our future. Yes, our culture is liberating. However, as we have already noted, in agreeing that culture is liberating, phenomenologists remain very aware that it is also limiting. It sets us free but at the same time it sets boundaries. It makes us human but in and through this particular culture, this special system of significant symbols, these meanings. This is circumscribing. In imposing these meanings, it is excluding others. And we should never lose sight of the fact that the particular set of meanings it imposes has come into being to serve particular interests and will harbour its own forms of oppression, manipulation and other forms of injustice.

Another way to look at this matter is to underline the difference between a reality and any concept we might have of it. Because we are the kind of beings we are, we rely on concepts. We have a need to define and classify. Unfortunately, our definitions and classifications displace what they stand for in our experience of them so that, rather than concepts pointing us to realities, realities are relegated to being mere exemplifications of concepts. Yet a concept is never able to exhaust the richness of a phenomenon. As many philosophers and social scientists have pointed out, there is always so much that the concept fails to express. It leaves so much behind. Adorno, for one, is most conscious of this. His reflections, Tertulian tells us (1985, p. 95), ‘always gravitate around the ineluctable gap between the concept’s inherent abstraction and the rich density of the web of phenomena’. Following Benjamin, Adorno wants attention paid to ‘everything that has slipped through the conventional conceptual net’ (1981, p. 240). John Dewey too talks of what is ‘left over’, seeing it ‘excluded by definition from full reality’ (1929, p. 48).

The need we experience to define and classify proves to be a two- edged sword, therefore. Giving ourselves over to it, Cioran emphasises (1976, p. 222), dries us out and renders us barren. Our inmost aridity results from our allegiance to the rule of the definite, from our plea in bar of imprecision, that innate chaos which by renewing our deliriums keeps us from sterility.’

There is still more. Not only is our symbol system limited and limiting; it is also a barrier. It stands for things but it also comes to stand between things and us, that is, between us and our immediate experience of objects. It tends to substitute itself for what we actually see, hear, feel, smell, taste or even imagine. We have already seen a number of thinkers describing cultural understandings as nothing less than masks, screens or blindfolds. Heidegger goes so far as to describe them as a seduction and a dictatorship (1962, pp. 164, 213).

Phenomenology is about saying ‘No!’ to the meaning system bequeathed to us. It is about setting that meaning system aside. Far from inviting us to explore our everyday meanings as they stand, it calls upon us to put them in abeyance and open ourselves to the phenomena in their stark immediacy to see what emerges for us. True enough, the phenomena in their stark immediacy—the ‘things themselves’—will prove elusive. In describing what comes into view within immediate experience (or even in thinking about what comes into view), we necessarily draw on language, on culture. For that reason, we end, not with a presuppositionless description of phenomena, but with a reinterpretation. It will be as much a construction as the sense we have laid aside, but as reinterpretation—as new meaning, or fuller meaning, or renewed meaning—it is precisely what we as phenomenologists are after.

To take a fresh look at phenomena is, of course, to call into question the current meanings we attribute to phenomena. Phenomenology, it is often said, calls into question what is taken for granted. It is critique and grounds a critical methodology. This has been said many times over from the very beginning of the phenomenological movement:

… the science having the unique function of effecting the criticism of all others and, at the same time, of itself is none other than phenomenology. (Husserl 1970a, vol. 1, p. 45)

Phenomenology is a reflective enterprise, and in its reflection it is critical. (Larrabee 1990, p. 201)

Phenomenological philosophy is first of all philosophical criticism … I disengage from a claim in order to criticise it … in the systematically adopted attitude of disengagement. (Zaner 1970, pp. 79-80)

The value of phenomenology from a critical point of view is evident. The programme of reflecting upon all knowledge and experience, with the ideal of the ‘self-givenness’ in experience of what is meant, may well have an emancipating effect. (Farber 1991, p. 234)

From what we have considered to this point, two clear characteristics of phenomenology emerge. First of all, it has a note of objectivity about it. It is in search of objects of experience rather than being content with a description of the experiencing subject. Second, it is an exercise in critique. It calls into question what we take for granted.

In both respects it contrasts sharply with what is usually presented today as phenomenology, at least in the English-speaking world. Here phenomenology is generally seen as a study of people’s subjective and everyday experiences. For a start, researchers claiming to be phenomenological talk of studying experience from the ‘point of view’ or ‘perspective’ of the subject. What these researchers are interested in is ‘everyday’ experience, experience as people understand it in everyday terms. If they talk at all of ‘phenomenon’, it is either used interchangeably with ‘experience’ or presented as an essence distilled from everyday accounts of experience, a total picture synthesised from partial accounts.

The phenomenological method as understood by these researchers is geared towards collecting and analysing data in ways that do not prejudice their subjective character. It puts in place a number of procedures to prevent, or at least minimise, the imposition of the researcher’s presuppositions and constructions on the data. For a start, in most cases the researcher’s own knowledge and presuppositions are said to be ‘bracketed’ so as not to taint the data. (‘Bracketing’ is a term introduced by Husserl and used by later representatives of the phenomenological movement, but here it is being used in an essentially different sense.) To ensure that the subjective character of the experiences is not prejudiced, these researchers tend to gather data by way of unstructured interviews in which only open-ended questions, if any, are asked. The researchers also want to make sure that the themes pinpointed in the data do, in fact, arise out of the data and are not imposed on them. So they talk of ‘intuiting’ the data and invite others (often including the subjects) to support their claim that the themes they point to are genuinely to be found in the data.

What has emerged here under the rubric of ‘phenomenology’ is a quite single-minded effort to identify, understand, describe and maintain the subjective experiences of the respondents. It is self-professedly subjectivist in approach (in the sense of being in search of people’s subjective experience) and expressly uncritical.

In this attempt to understand and describe people’s subjective experience, there is much talk of putting oneself in the place of the other. This is sometimes styled ‘the great phenomenological principle’. Even so, the emphasis typically remains on common understandings and the meanings of common practices, so that phenomenological research of this kind emerges as an exploration, via personal experiences, of prevailing cultural understandings.

This is a new understanding of phenomenology and one may well ask how it came to be. As argued elsewhere (Crotty 1995, 1996a), it is very much a North American development. When phenomenology arrived on the shores of that continent, it was slow to receive any kind of welcome at all. In the end, within philosophy and to some extent and for some time within sociology, it gained a measure of acceptance and a number of adherents, but overall the indigenous forms of philosophy (pragmatism) and sociology (symbolic interactionism) won out. In psychology there was even less acceptance. In the 1960s, when phenomenologists like van Kaam and Giorgi and Colaizzi began expounding their stepwise methodologies for phenomenological research, humanistic psychology was already at centre stage and not about to surrender its hold on the audience. What seems to have happened is that, instead of being genuinely transplanted west of the Atlantic, phenomenology was grafted onto local stock. It was not permitted to set down its own roots. Consequendy, its fruit embodies the American intellectual tradition far more than any features of its parent plant. It has been assimilated to that tradition. Its ‘foreignness’ has been removed. It has been translated into something familiar.

For one thing, we have noted how central to symbolic interactionism is the notion of ‘taking the place of the other’. It is not central to phenomenology. One can read Spiegelberg’s massive history of the phenomenological movement (1982) from cover to cover but the so- called ‘great phenomenological principle’ is not to be found there. Why should it be there? The phenomenology of the phenomenological movement is a first-person exercise. Each of us must explore our own experience, not the experience of others, for no one can take that step ‘back to the things themselves’ on our behalf.

In all this transformation the vocabulary of phenomenology remains. There is still talk of ‘experience’ and ‘phenomenon’, of ‘reduction’ and ‘bracketing’—of ‘intentionality’, even; yet the meaning of these terms is no longer the meaning they have borne within the phenomenological movement from which they have been taken.11

Does it matter that this new understanding of phenomenology has arisen? It would seem to matter a great deal. Not because a different methodology has emerged laying claim to the name of phenomenology. The phenomenological movement emanating from Husserl has no monopoly on that word. The word was used in different senses long before Husserl borrowed it from Brentano. It is used in different senses today. There is no place here for any kind of purism or the mounting of a defence of some alleged orthodoxy. Still, it is legitimate enough to lament what has been lost in the process. What has been lost is the objective character and critical spirit, so strong in the phenomenological tradition.

When the focus on the object is lost, inquiry readily becomes very subjectivist—even, at times, narcissistic. And, when the critical spirit is lost, there is at best a failure to capture new or fuller meanings or a loss of opportunities to renew the understandings that already possess us. At worst, it means that oppression, exploitation and unfreedom are permitted to persist without question. To use Walzer’s words, ‘the maxim holds here as elsewhere: Criticize the world; it needs it!’ (1989, p. x) Walzer is not speaking of phenomenology. If he were, he might need to say that the maxim holds here more than elsewhere. As critique of the very notions to be used in any further critique, phenomenology is first critique, most basic critique, a radical and necessary element in all human inquiry.

To refer to phenomenology as ‘first’ critique is already to acknowledge that it is not the only critique. Husserl often states that he is concerned with ‘beginnings’, and phenomenology may be viewed as essentially a starting point. One may wish to argue that it is a most valuable starting point—an essential starting point, even—but it is by no means the be-all and end-all of social inquiry.

Nor is the initial attempt to contemplate the immediate phenomenon the last. The sociologist will lay the phenomenological mande aside and move far afield, but needs to return to the starting point time and again. What phenomenology offers social inquiry is not only a beginning rooted in immediate social experience but also a methodology that requires a return to that experience at many points along the way. It is both starting point and touchstone.

Merleau-Ponty sounds this note for us. He warns us that, instead of attempting to establish in positivist fashion the things that ‘build up the shape of the world’, we need to recognise our experience ‘as the source which stares us in the face and as the ultimate court of appeal in our knowledge of these things’ (1962, p. 23). For Merleau-Ponty, the phenomenological return to experience is philosophy—not philosophy as a particular body of knowledge but philosophy as a vigilance that never lets us forget the origin of all our knowledge. Philosophy of this kind, he insists, is necessary to sociology ‘as a constant reminder of its tasks’. Through it ‘the sociologist returns to the living sources of his knowledge’ (Merleau-Ponty 1964, p. 110).

What, then, is the world as the phenomenologist sees it? Certainly a bountiful world, a world teeming with potential meaning.

Our experience is no less than an existential encounter with a world which has a potentially infinite horizon. This human world is not predetermined, as common sense or physicalist language would indicate; it is a world that is open for the discovery and creation of ever-new directions for encounter, and hence open to the emergence of as yet undiscovered significance. (Sadler 1969, p. 20)

Yet the phenomenologist’s world is also a world in which our received notions—the systems of significant symbols that make us human—are seen to hide that potential meaning from us and hold us back from bringing it to birth. Phenomenologists chafe under what they see to be a tyrannous culture. They long to smash the fetters and engage with the world in new ways to construct new understandings.

Research, for phenomenologists, is this very attempt to break free and see the world afresh.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Interpretivism: the way of hermeneutics

The term ‘hermeneutics’ came into modem use in the seventeenth century in the context of biblical studies. Hermeneutics was, and is, the science of biblical interpretation. It provides guidelines for scholars as they engage in the task of interpreting Scripture. The actual explanation of what a biblical text means is known as exegesis. Behind all exegetical activity, governing how it is carried out, lies a complexus of theories, principles, mles and methods. That complexus came to be known as hermeneutics. In broad terms, it could be said that hermeneutics is to exegesis what grammar is to language or logic is to reasoning.

Since then, the word has migrated into many areas of scholarship. Not only has hermeneutics been brought to bear on texts other than the Scriptures, but it has been brought to bear on unwritten sources also— human practices, human events, human situations—in an attempt to ‘read’ these in ways that bring understanding. This outcome squares with the centrality of language in any concept of human being. We are essentially languaged beings. Language is pivotal to, and shapes, the situations in which we find ourselves enmeshed, the events that befall us, the practices we carry out and, in and through all this, the understandings we are able to reach.

An older, more traditional view of language has it representing and articulating our concepts of reality, which in their turn reproduce or reflect reality. As the medieval philosophers would have it, the way things are (ordo essendi) shapes the way we perceive things (ordo cogitandi) and this gets expressed in the way we speak (ordo loquendi). Especially since the ‘linguistic turn’ in philosophy and social science, this has been more or less reversed. It is now language, the way we speak, that is considered to shape what things we see and how we see them, and it is these things shaped for us by language that constitute reality for us. Thus, the ordo loquendi constitutes the ordo cogitandi and, as far as meaningful reality is concerned, even the ordo essendi. Looked at in this light, the realities we have referred to above—our situations, events, practices and meanings—are constituted by language. To bring to bear upon them forms of interpretation that emerged in the first instance as ways of understanding language is not so peculiar after all.

Ricoeur’s famous phrase ‘the symbol gives rise to thought’ expresses the basic premise of hermeneutics: that the symbols of myth, religion, art and ideology all carry messages which may be uncovered by philosophical interpretation. Hermeneutics is defined accordingly as a method for deciphering indirect meaning, a reflective practice of unmasking hidden meanings beneath apparent ones. While this method had originally been used by theologians to investigate the inner meanings of sacred texts, it was radically redeployed by modern thinkers like Dilthey, Heidegger, Gadamer and Ricoeur to embrace man’s general being in the world as an agent of language. (Kearney 1991, p. 277)

Etymologically ‘hermeneutics’ derives from the Greek word eppriveuei v (hermeneuein), which means ‘to interpret’ or ‘to understand’. Underpinning this meaning in ancient Greek usage are the notions of ‘saying’, ‘explaining’ and ‘translating’, which already suggests the idea of addressing something that is in some way strange, separated in time or place, or outside of one’s experience, with the purpose of rendering it familiar, present and intelligible (Palmer 1969, pp. 12-14).

There is an obvious link between hermeneuein and the god Hermes. Hermes is the fleet-footed divine messenger (he has wings on his feet!). As a messenger, he is bearer of knowledge and understanding. His task is to explain to humans the decisions of the gods. Whether hermeneuein derives from Hermes or the other way round is not certain.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

Historical origins of hermeneutics

While the word is only about two-and-a-half centuries old, hermeneutics as a disciplined approach to interpretation can be traced back to the ancient Greeks studying literature and to biblical exegesis in the Judeo- Christian tradition.

The Greeks took texts to be wholes rather than merely a juxtaposition of unorganised parts. Because of this, they expected that grammar and style, and even ideas, would be consistent in any particular text and throughout the writings of any one author or school. On this basis, they proceeded to codify principles of grammar and style and to identify the logic found in particular authors and schools. These principles and emphases, which the Greeks used to correct, confirm or authenticate various passages and even whole texts, can be said to constitute their hermeneutics, even if the word itself was not to emerge for some 2000 years. Whatever of the word, the relating of part to whole and whole to part discernible in the interpretative practices of the ancient Greeks would become an enduring theme within hermeneutics.

Another tradition stemmed from Jewish hermeneutical practices. In interpreting its sacred Scriptures, Rabbinic Judaism had different procedures for dealing with narrative texts and legal texts. Haggadah (‘story’) sought to draw moral lessons from narratives. Here a number of hermeneutical devices were employed. Some of these made it possible to bring separate texts together. Others either creatively embellished the existing narrative text or added anecdotes to it. Halakhah (‘procedure’) was the way in which legal texts were read. This had its own hermeneutical devices. The text was regarded as a divine code of behaviour and the devices enabled it to be mined for deeper significances. Sometimes haggadah and halakhah were combined in a form of literature known as targum (‘translation’), which itself required hermeneutical principles for its interpretation.

The first Christians inherited Jewish ways of interpreting. However, a significant development occurred in the second century. Drawing on the writings of Philo Judaeus, this move combined the approach deriving from Judaism with another approach that found its source in Greek practice. According to Philo, while interpreters are to look for a spiritual sense in the text, they must find a basis for this spiritual sense in the literal sense that the text bears.

Philo’s thought on the matter was very influential. Two conflicting schools developed, however, and became locked in bitter controversy.

One, headed by Origen, was centred at Alexandria. The other school was centred at Antioch and found its main representative in the person of Theodore of Mopsuestia. While both schools accepted the twofold sense to be found in texts, a literal meaning and a spiritual meaning, Alexandria emphasised the spiritual meaning far more than Antioch did. The Alexandrian school saw texts as allegorical, drawing from them meanings that were at once moral and mystical. Antioch, to the contrary, gave more prominence to the literal meaning of texts. It looked very much to what the author intended and what the written words conveyed grammatically. These different hermeneutical approaches led to significandy different theologies. Where Alexandria saw Jesus as a divine being who took on human form, Antioch saw Jesus as a human elevated to divine status.

St Augustine, in Platonic mode, situated true understanding in what he termed ‘eternal reasons’. These are essentially divine; but Augustine believed them to be discernible in nature and in texts. Not surprisingly, Augustine agreed that primacy should be accorded to the spiritual sense in the interpretation of religious texts.

Such privileging of the spiritual sense led to a proliferation of interpretations bearing litde relationship to the literal meaning of texts. In response, the Church began to exercise stronger control of scriptural interpretation. It came to be accepted that discerning the true meaning of sacred texts requires guidance. There are certain assumptions one needs to bring to the task of interpretation and these derive not from something inherent in the text but from religious tradition.

Tradition is, of course, a pivotal notion within Catholicism. Although contemporary Catholic theology, in the wake of Vatican II, tends to meld Scripture and Tradition in a way that contrasts with their earlier articulation as twin sources of faith, the faith tradition has always shaped biblical interpretation for Catholics in quite decisive ways. On the other hand, with the Protestant Reformation and its emphasis on ‘Scripture alone’, interpretative practices arose that sought to apply biblical data to present-day situations rather than reading them in ways that square with historical traditions. Both orientations—looking back to tradition and looking outward to the contemporary world—have echoes in the hermeneutics we find today within philosophy and the human sciences.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.

The hermeneutic mode of understanding

What, one might ask, are the characteristic ways in which hermeneutic theories differ from other approaches to meaning and understanding?

For a start, it can be said that, in one way or another, hermeneutics views texts as strange and far off. It is because of this alienation or ‘distantiation’ that the interpretative task is deemed to be problematic. Even so, talk of alien or distant texts needs to be tempered since, paradoxically, hermeneutics also assumes an affinity of some kind between text and reader—a commonality that provides a basis for the interpretation that is to emerge. Texts are not just antique or foreign curiosities. They are means of transmitting meaning—experience, beliefs, values—from one person or community to another. Hermeneutics assumes a link between the two that makes the exercise feasible.

Understanding interpretation in this fashion has immediate implications. For a start, hermeneutics obviously grounds the meaning of texts in more than their sheerly semantic significance. Account tends to be taken, for example, of features such as the intentions and histories of authors, the relationship between author and interpreter, or the particular relevance of texts for readers.

Secondly, to emphasise that hermeneutics is a sharing of meaning between communities or persons is already to indicate that it is no mere academic exercise. It has practical purposes in view. The origins of hermeneutics already suggest this, for religious hermeneutics has always been more than just a disciplined attempt to identify textual meaning and intent; it is very much a form of inquiry into how texts can and should be applied. The same is true of the long tradition of legal hermeneutics. It is equally true of modem hermeneutics: determination of meaning is a matter of practical judgment and common sense, not just abstract theorising.

Even more importandy, to see hermeneutics as a sharing of meaning between communities or individuals is to situate hermeneutics within history and within culture.

It has now become a commonplace to say that ‘we all interpret’. However, hermeneutics—the critical theory of interpretation—is the only current in western thought that has made this issue its own, notwithstanding its presence in both Marxism and that so-called science of phenomena, phenomenology. Through hermeneutics, interpretation has become part of our cultural self-understanding that only as historically and culturally located beings can we articulate ourselves in relation to others and the world in general. (Rundell 1995, p. 10)

Included in much hermeneutic theory is the prospect of gaining an understanding of the text that is deeper or goes further than the author’s own understanding. This aim derives from the view that in large measure authors’ meanings and intentions remain implicit and go unrecognised by the authors themselves. Because in the writing of the text so much is simply taken for granted, skilled hermeneutic inquiry has the potential to uncover meanings and intentions that are, in this sense, hidden in the text. Interpreters may end up with an explicit awareness of meanings, and especially assumptions, that the authors themselves would have been unable to articulate.

An even more consistent theme in the literature of hermeneutics is the notion of the ‘hermeneutic circle’. One form in which the hermeneutic circle is encountered is the claim that, in order to understand something, one needs to begin with ideas, and to use terms, that presuppose a rudimentary understanding of what one is trying to understand. Understanding turns out to be a development of what is already understood, with the more developed understanding returning to illuminate and enlarge one’s starting point.

Another way to conceptualise the hermeneutic circle is to talk of understanding the whole through grasping its parts, and comprehending the meaning of parts through divining the whole.

Our knowledge claims in regard to the meaning of a whole text or of the meaning structure of some society will be supported by evidence supplied by our knowledge of the meaning of particular sentences or acts. On the other hand, our knowledge claims in regard to the meanings of those individual elements will be supported by and justified in terms of our knowledge of the meaning of the entire structure. This is the classical form of the hermeneutic circle as developed in the nineteenth century. (Okrent 1988, p. 161)

Some have seen this attention to the whole as characteristic of the human sciences in particular. They accept that one can satisfactorily understand the natural world simply by understanding the parts that make it up. In the case of the human sciences, however, this simply will not do. To understand a text bearing upon human affairs or a culture that guides human lives, one needs to be able to move dialectically between part and whole, in the mode of the hermeneutic circle. This has been put forward in support of a claim we have considered already (and called into question)—that the human sciences and the natural sciences have quite different subject matters and that the understanding (Verstehen) exercised in the human sciences is not required in the natural sciences. In dealing with interpretivism in Chapter 4, we found this claim propounded by Wilhelm Dilthey.

Source: Michael J Crotty (1998), The Foundations of Social Research: Meaning and Perspective in the Research Process, SAGE Publications Ltd; First edition.